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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WR
676
DELISTED
Westar Energy Inc
WR
$331K 0.03%
+9,700
New +$351K
RTI
677
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$330K 0.03%
+13,400
New +$362K
MYCC
678
DELISTED
ClubCorp Holdings, Inc.
MYCC
$329K 0.03%
16,600
-24,600
-60% -$442K
FORR icon
679
Forrester Research
FORR
$224M
$328K 0.03%
+8,900
New +$341K
UNT
680
DELISTED
UNIT Corporation
UNT
$328K 0.03%
+5,600
New +$360K
MEMP
681
DELISTED
Memorial Production Partners LP Common Units
MEMP
$328K 0.03%
14,900
-39,900
-73% -$920K
CATM
682
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$327K 0.03%
9,300
-37,900
-80% -$1.35M
TKR icon
683
Timken Company
TKR
$9.03B
$326K 0.03%
+7,700
New +$354K
WSBF icon
684
Waterstone Financial
WSBF
$375M
$326K 0.03%
28,200
-17,700
-39% -$202K
MW
685
DELISTED
THE MENS WAREHOUSE INC
MW
$326K 0.03%
6,900
-2,300
-25% -$123K
AL
686
DELISTED
Air Lease Corp
AL
$325K 0.03%
10,000
-59,700
-86% -$2.18M
EARN
687
Ellington Residential Mortgage REIT
EARN
$165M
$321K 0.03%
19,800
-7,200
-27% -$122K
JMBA
688
DELISTED
Jamba, Inc.
JMBA
$321K 0.03%
+22,600
New +$305K
EBF icon
689
Ennis
EBF
$564M
$320K 0.03%
24,300
+8,700
+56% +$125K
FINL
690
DELISTED
Finish Line
FINL
$320K 0.03%
12,800
+100
+0.8% +$2.86K
TFSL icon
691
TFS Financial
TFSL
$4.93B
$319K 0.03%
22,300
-7,700
-26% -$108K
CBD
692
DELISTED
Companhia Brasileira de Distribuicao
CBD
$318K 0.03%
+7,300
New +$351K
CORR
693
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$318K 0.03%
8,500
+3,900
+85% +$155K
STMP
694
DELISTED
Stamps.com, Inc.
STMP
$318K 0.03%
+10,000
New +$331K
ARLP icon
695
Alliance Resource Partners
ARLP
$3.17B
$317K 0.03%
7,400
-9,500
-56% -$453K
NXTM
696
DELISTED
NxStage Medical Inc.
NXTM
$316K 0.03%
24,100
+14,100
+141% +$190K
PKY
697
DELISTED
Parkway, Inc.
PKY
$316K 0.03%
+16,800
New +$344K
TIVO
698
DELISTED
TIVO INC
TIVO
$316K 0.03%
+24,700
New +$332K
TPC
699
Tutor Perini Cor
TPC
$5.21B
$314K 0.03%
11,900
+3,900
+49% +$114K
AES icon
700
AES
AES
$10.5B
$312K 0.03%
+22,000
New +$327K
26 27
28
29 30

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.