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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SID icon
676
Companhia Siderúrgica Nacional
SID
$1.23B
$143K 0.02%
+33,400
New +$114K
SNV
677
DELISTED
Synovus
SNV
$140K 0.02%
+6,057
New +$138K
FUR
678
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$139K 0.02%
+12,500
New +$155K
VOCS
679
DELISTED
VOCUS INC
VOCS
$138K 0.02%
+14,800
New +$150K
CIG icon
680
CEMIG Preferred Shares
CIG
$6.01B
$136K 0.02%
40,274
-1,796
-4% -$6.1K
SB icon
681
Safe Bulkers
SB
$774M
$135K 0.02%
+19,900
New +$117K
TEU
682
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$132K 0.02%
32,400
-9,700
-23% -$39.2K
PGI
683
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$126K 0.01%
+12,700
New +$136K
UTI icon
684
Universal Technical Institute
UTI
$1.59B
$123K 0.01%
+10,100
New +$115K
TTMI icon
685
TTM Technologies
TTMI
$14.5B
$121K 0.01%
12,400
-1,200
-9% -$11.4K
PACD
686
DELISTED
Pacific Drilling S A
PACD
$120K 0.01%
1,080
-700
-39% -$69.7K
BIRT
687
DELISTED
Actuate Corp
BIRT
$118K 0.01%
+16,000
New +$116K
SIMG
688
DELISTED
SILICON IMAGE INC
SIMG
$117K 0.01%
+22,000
New +$123K
ECT
689
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$114K 0.01%
+12,200
New +$119K
INN
690
Summit Hotel Properties
INN
$700M
$108K 0.01%
+11,800
New +$114K
STNG icon
691
Scorpio Tankers
STNG
$3.81B
$108K 0.01%
+1,110
New +$110K
MFIC icon
692
MidCap Financial Investment
MFIC
$804M
$106K 0.01%
4,333
-14,300
-77% -$347K
AXIA
693
AXIA Energia
AXIA
$23.3B
$105K 0.01%
+47,230
New +$85K
EJ
694
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$103K 0.01%
+12,062
New +$69.9K
KRG icon
695
Kite Realty
KRG
$5.36B
$101K 0.01%
4,275
-2,450
-36% -$57.6K
NBG
696
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$100K 0.01%
24,700
-19,400
-44% -$73.7K
QNST icon
697
QuinStreet
QNST
$1.21B
$96K 0.01%
+10,200
New +$93.8K
GOL
698
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$96K 0.01%
9,800
-17,450
-64% -$134K
EGY icon
699
Vaalco Energy
EGY
$594M
$95K 0.01%
+17,000
New +$100K
AH
700
DELISTED
Accretive Health
AH
$95K 0.01%
+10,400
New +$103K
26 27
28
29 30

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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.