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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORE
651
DELISTED
Core Mark Holding Co., Inc.
CORE
$261K 0.03%
14,400
-10,000
-41% -$189K
FFIN icon
652
First Financial Bankshares
FFIN
$4.97B
$260K 0.03%
+16,800
New +$261K
KT icon
653
KT
KT
$8.81B
$260K 0.03%
18,700
-3,300
-15% -$46K
ANAT
654
DELISTED
American National Group, Inc. Common Stock
ANAT
$260K 0.03%
2,300
-1,100
-32% -$122K
CTWS
655
DELISTED
Connecticut Water Service Inc
CTWS
$260K 0.03%
7,600
-3,200
-30% -$108K
CVBF icon
656
CVB Financial
CVBF
$3.99B
$258K 0.03%
+16,200
New +$256K
PACD
657
DELISTED
Pacific Drilling S A
PACD
$258K 0.03%
2,370
+400
+20% +$42K
SXI icon
658
Standex International
SXI
$4.12B
$257K 0.03%
4,800
+900
+23% +$51.4K
CTAS icon
659
Cintas
CTAS
$81.3B
$256K 0.03%
+17,200
New +$254K
EWBC icon
660
East-West Bancorp
EWBC
$18B
$256K 0.03%
7,000
-12,700
-64% -$447K
IRE
661
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$256K 0.03%
+13,200
New +$242K
AB icon
662
AllianceBernstein
AB
$3.47B
$255K 0.03%
10,200
-21,400
-68% -$502K
LDOS icon
663
Leidos
LDOS
$17.3B
$255K 0.03%
+7,200
New +$320K
CATY icon
664
Cathay General Bancorp
CATY
$4.24B
$254K 0.03%
10,100
-2,200
-18% -$55K
BWA icon
665
BorgWarner
BWA
$13.9B
$252K 0.03%
+4,658
New +$238K
MPWR icon
666
Monolithic Power Systems
MPWR
$68.9B
$252K 0.03%
6,500
-7,900
-55% -$279K
CWEI
667
DELISTED
Clayton Williams Energy, Inc.
CWEI
$249K 0.03%
2,200
-2,000
-48% -$170K
ASEI
668
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$249K 0.03%
3,700
-2,100
-36% -$143K
EVEP
669
DELISTED
EV Energy Partners, L.P.
EVEP
$248K 0.03%
7,400
-1,100
-13% -$37.9K
JNY
670
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$247K 0.03%
16,500
-33,800
-67% -$504K
VIA
671
DELISTED
Viacom Inc. Class A
VIA
$247K 0.03%
2,900
-400
-12% -$34.1K
MGI
672
DELISTED
MoneyGram International, Inc. New
MGI
$244K 0.03%
13,800
-13,800
-50% -$259K
TEVA icon
673
Teva Pharmaceuticals
TEVA
$41.2B
$243K 0.03%
+4,600
New +$213K
RJET
674
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$242K 0.03%
+26,500
New +$257K
BAK icon
675
Braskem
BAK
$913M
$241K 0.03%
+15,400
New +$232K
25 26
27
28 29

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.