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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GA
651
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$178K 0.02%
19,500
-9,900
-34% -$81K
KG
652
Kestrel Group
KG
$69M
$176K 0.02%
+745
New +$185K
RFMD
653
DELISTED
RF MICRO DEVICES INC
RFMD
$175K 0.02%
31,100
+10,100
+48% +$53.1K
MCS icon
654
Marcus Corp
MCS
$945M
$173K 0.02%
+11,900
New +$156K
GMAN
655
DELISTED
Gordmans Stores, Inc.
GMAN
$173K 0.02%
15,400
+3,100
+25% +$43.1K
BDN
656
Brandywine Realty Trust
BDN
$554M
$171K 0.02%
+13,000
New +$175K
ON icon
657
ON Semiconductor
ON
$19.3B
$170K 0.02%
23,300
-54,500
-70% -$418K
HRZN icon
658
Horizon Technology Finance
HRZN
$311M
$169K 0.02%
+12,700
New +$176K
ALDW
659
DELISTED
Alon USA Partners LP
ALDW
$169K 0.02%
+13,700
New +$244K
MWA icon
660
Mueller Water Products
MWA
$4.17B
$168K 0.02%
21,000
-84,400
-80% -$650K
MKTG
661
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
$167K 0.02%
+10,100
New +$149K
CALX icon
662
Calix
CALX
$2.39B
$165K 0.02%
+13,000
New +$159K
FIG
663
DELISTED
Fortress Investment Group Llc
FIG
$165K 0.02%
20,800
-300
-1% -$2.26K
FSP
664
Franklin Street Properties
FSP
$46.8M
$164K 0.02%
12,900
-39,100
-75% -$509K
BKCC
665
DELISTED
BlackRock Capital Investment Corporation
BKCC
$163K 0.02%
17,200
-8,200
-32% -$80.9K
CODE
666
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$160K 0.02%
+15,900
New +$180K
EDR
667
DELISTED
Education Realty Trust Inc
EDR
$157K 0.02%
+5,733
New +$163K
GGB icon
668
Gerdau
GGB
$9.7B
$153K 0.02%
+25,830
New +$139K
TWI icon
669
Titan International
TWI
$475M
$152K 0.02%
+10,400
New +$172K
WRES
670
DELISTED
WARREN RESOURCES INC
WRES
$152K 0.02%
52,100
+28,300
+119% +$82.2K
AVX
671
DELISTED
AVX Corporation
AVX
$150K 0.02%
11,400
-11,300
-50% -$147K
PRDO icon
672
Perdoceo Education
PRDO
$2.12B
$149K 0.02%
+54,300
New +$167K
QLGC
673
DELISTED
QLOGIC CORP
QLGC
$149K 0.02%
+13,600
New +$150K
SMA
674
DELISTED
SYMMETRY MEDICAL INC
SMA
$149K 0.02%
18,200
+500
+3% +$4.23K
NMM icon
675
Navios Maritime Partners
NMM
$2.26B
$148K 0.02%
+673
New +$148K
25 26
27
28 29

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TSP
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A
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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.