We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANW
601
DELISTED
Aegean Marine Petroleum Network
ANW
$307K 0.03%
+27,400
New +$296K
FSS icon
602
Federal Signal
FSS
$7.84B
$305K 0.03%
20,800
-2,200
-10% -$31.4K
RBBN icon
603
Ribbon Communications
RBBN
$379M
$305K 0.03%
19,360
-740
-4% -$11.4K
SNCR
604
DELISTED
Synchronoss Technologies
SNCR
$304K 0.03%
+1,089
New +$330K
ENS icon
605
EnerSys
ENS
$6.91B
$301K 0.03%
+4,300
New +$289K
MVC
606
DELISTED
MVC Capital, Inc.
MVC
$301K 0.03%
+22,300
New +$308K
LPSN icon
607
LivePerson
LPSN
$28M
$299K 0.03%
+1,347
New +$224K
NTP
608
DELISTED
Nam Tai Property Inc.
NTP
$299K 0.03%
+41,900
New +$317K
FTI icon
609
TechnipFMC
FTI
$27.3B
$298K 0.03%
7,661
-76,070
-91% -$2.95M
GFI icon
610
Gold Fields
GFI
$37B
$298K 0.03%
93,200
+81,300
+683% +$333K
THRM icon
611
Gentherm
THRM
$1.27B
$298K 0.03%
+11,100
New +$255K
BB icon
612
BlackBerry
BB
$5.24B
$295K 0.03%
39,700
+14,900
+60% +$105K
ASNA
613
DELISTED
Ascena Retail Group, Inc.
ASNA
$294K 0.03%
695
-1,640
-70% -$670K
BRCD
614
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$293K 0.03%
+33,100
New +$276K
ATO icon
615
Atmos Energy
ATO
$29B
$291K 0.03%
+6,400
New +$282K
VVC
616
DELISTED
Vectren Corporation
VVC
$291K 0.03%
8,200
-19,100
-70% -$659K
RAI
617
DELISTED
Reynolds American Inc
RAI
$290K 0.03%
+11,600
New +$293K
VIA
618
DELISTED
Viacom Inc. Class A
VIA
$290K 0.03%
3,300
-1,600
-33% -$132K
SBR
619
Sabine Royalty Trust
SBR
$1.05B
$288K 0.03%
+5,700
New +$292K
WPC icon
620
W.P. Carey
WPC
$16.4B
$288K 0.03%
4,799
-2,654
-36% -$167K
CLGX
621
DELISTED
Corelogic, Inc.
CLGX
$288K 0.03%
+8,100
New +$263K
EVEP
622
DELISTED
EV Energy Partners, L.P.
EVEP
$288K 0.03%
+8,500
New +$299K
JOYY
623
JOYY Inc
JOYY
$3.76B
$287K 0.03%
5,700
-16,300
-74% -$812K
EFOR
624
Everforth Inc
EFOR
$1.34B
$286K 0.03%
+8,200
New +$273K
BRSL
625
Brightstar Lottery PLC
BRSL
$2.03B
$285K 0.03%
+15,700
New +$283K
23 24
25
26 27

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.