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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LL
576
DELISTED
LL Flooring Holdings, Inc.
LL
$350K 0.04%
3,400
-500
-13% -$53.1K
NEWP
577
DELISTED
NEWPORT CORP
NEWP
$349K 0.04%
+19,300
New +$316K
NBR icon
578
Nabors Industries
NBR
$1.22B
$348K 0.04%
+410
New +$347K
CWEI
579
DELISTED
Clayton Williams Energy, Inc.
CWEI
$344K 0.03%
+4,200
New +$310K
PKG icon
580
Packaging Corp of America
PKG
$22.8B
$342K 0.03%
5,400
-15,500
-74% -$941K
BAGL
581
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
$342K 0.03%
+23,600
New +$393K
BA icon
582
Boeing
BA
$184B
$341K 0.03%
+2,500
New +$325K
UFCS icon
583
United Fire Group
UFCS
$1.41B
$341K 0.03%
11,900
-1,400
-11% -$41.8K
NFX
584
DELISTED
Newfield Exploration
NFX
$337K 0.03%
13,700
+1,700
+14% +$47.7K
FRT icon
585
Federal Realty Investment Trust
FRT
$10.3B
$335K 0.03%
+3,300
New +$344K
UFPI icon
586
UFP Industries
UFPI
$5.16B
$334K 0.03%
+19,200
New +$316K
AMTD
587
DELISTED
TD Ameritrade Holding Corp
AMTD
$334K 0.03%
10,900
-71,300
-87% -$2.03M
CATY icon
588
Cathay General Bancorp
CATY
$4.24B
$329K 0.03%
+12,300
New +$312K
FFIC
589
DELISTED
Flushing Financial
FFIC
$329K 0.03%
15,900
-2,900
-15% -$58.2K
KT icon
590
KT
KT
$8.81B
$327K 0.03%
+22,000
New +$345K
XXIA
591
DELISTED
Ixia
XXIA
$327K 0.03%
+24,600
New +$342K
CLDT
592
Chatham Lodging
CLDT
$591M
$321K 0.03%
15,700
-900
-5% -$17.8K
HLX icon
593
Helix Energy Solutions
HLX
$1.42B
$320K 0.03%
+13,800
New +$322K
M icon
594
Macy's
M
$6.68B
$320K 0.03%
6,000
-124,900
-95% -$6.05M
WX
595
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$319K 0.03%
8,300
-6,700
-45% -$212K
FOE
596
DELISTED
Ferro Corporation
FOE
$317K 0.03%
+24,700
New +$300K
ARRY
597
DELISTED
Array Biopharma Inc
ARRY
$312K 0.03%
+62,300
New +$339K
FUR
598
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$312K 0.03%
28,200
+15,700
+126% +$178K
GTI
599
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$309K 0.03%
+27,500
New +$281K
LSCC icon
600
Lattice Semiconductor
LSCC
$18.8B
$307K 0.03%
55,900
-21,700
-28% -$112K
22 23
24
25 26

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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.