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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMGN
501
DELISTED
Immunogen Inc
IMGN
$368K 0.04%
+21,600
New +$380K
DTE icon
502
DTE Energy
DTE
$29.1B
$363K 0.04%
+6,463
New +$375K
TLYS icon
503
Tilly's
TLYS
$128M
$361K 0.04%
+24,900
New +$366K
MATW icon
504
Matthews International
MATW
$739M
$358K 0.04%
+9,400
New +$363K
PMC
505
DELISTED
PharMerica Corporation
PMC
$358K 0.04%
27,000
-1,700
-6% -$22.9K
GRT
506
DELISTED
GLIMCHER REALTY TRUST
GRT
$354K 0.04%
+36,300
New +$389K
RDWR icon
507
Radware
RDWR
$1.19B
$353K 0.04%
+25,300
New +$367K
HSH
508
DELISTED
HILLSHIRE BRANDS CO
HSH
$350K 0.04%
11,400
-30,900
-73% -$1.02M
HCR
509
DELISTED
Hi-Crush Inc. Common Stock
HCR
$348K 0.04%
+13,200
New +$310K
FFIC
510
DELISTED
Flushing Financial
FFIC
$347K 0.04%
18,800
+5,300
+39% +$97.9K
LSCC icon
511
Lattice Semiconductor
LSCC
$18.5B
$346K 0.04%
77,600
+66,600
+605% +$330K
CCU icon
512
Compañía de Cervecerías Unidas
CCU
$2.21B
$341K 0.04%
+12,800
New +$355K
RGLD icon
513
Royal Gold
RGLD
$19.5B
$341K 0.04%
+7,000
New +$363K
CLS icon
514
Celestica
CLS
$36.5B
$340K 0.04%
+30,800
New +$322K
RPAI
515
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$340K 0.04%
+24,700
New +$351K
RBBN icon
516
Ribbon Communications
RBBN
$383M
$339K 0.04%
+20,100
New +$342K
TAL icon
517
TAL Education Group
TAL
$6.87B
$338K 0.04%
+139,800
New +$285K
KFN
518
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$337K 0.04%
32,600
-17,600
-35% -$184K
RRTS
519
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$336K 0.04%
+476
New +$340K
PRFT
520
DELISTED
Perficient Inc
PRFT
$334K 0.04%
18,200
+6,200
+52% +$98K
UIS icon
521
Unisys
UIS
$217M
$333K 0.04%
+13,200
New +$331K
ISCA
522
DELISTED
International Speedway Corp
ISCA
$332K 0.04%
+10,300
New +$339K
SAFT icon
523
Safety Insurance
SAFT
$1.52B
$328K 0.04%
6,200
-1,300
-17% -$68.1K
NFX
524
DELISTED
Newfield Exploration
NFX
$328K 0.04%
+12,000
New +$301K
POST icon
525
Post Holdings
POST
$3.57B
$327K 0.04%
+12,377
New +$361K
19 20
21
22 23

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A
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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.