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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFPI icon
476
UFP Industries
UFPI
$5.19B
$465K 0.05%
25,200
+6,000
+31% +$107K
CAPL icon
477
CrossAmerica Partners
CAPL
$817M
$458K 0.05%
17,000
+100
+0.6% +$2.74K
HAR
478
DELISTED
Harman International Industries
HAR
$458K 0.05%
4,300
-30,100
-88% -$3M
ALK icon
479
Alaska Air
ALK
$5.58B
$457K 0.05%
+9,800
New +$406K
TBHC
480
DELISTED
The Brand House Collective
TBHC
$453K 0.05%
24,500
-5,200
-18% -$99.4K
ASTE icon
481
Astec Industries
ASTE
$1.02B
$452K 0.05%
+10,300
New +$407K
CVI icon
482
CVR Energy
CVI
$3.13B
$452K 0.05%
10,700
-4,000
-27% -$159K
PDFS icon
483
PDF Solutions
PDFS
$2.07B
$452K 0.05%
+24,900
New +$550K
CLMS
484
DELISTED
Calamos Asset Management, Inc.
CLMS
$449K 0.05%
34,700
-14,100
-29% -$169K
MMLP icon
485
Martin Midstream Partners
MMLP
$95.9M
$448K 0.05%
10,400
-900
-8% -$38.8K
CLNY
486
DELISTED
Colony Capital, Inc.
CLNY
$448K 0.05%
+20,400
New +$449K
PLXS icon
487
Plexus
PLXS
$7.23B
$445K 0.05%
11,100
+4,800
+76% +$196K
MW
488
DELISTED
THE MENS WAREHOUSE INC
MW
$441K 0.05%
+9,000
New +$447K
FARO
489
DELISTED
Faro Technologies
FARO
$440K 0.05%
+8,300
New +$449K
ESND
490
DELISTED
Essendant Inc.
ESND
$439K 0.05%
+10,700
New +$454K
RGA icon
491
Reinsurance Group of America
RGA
$16.1B
$438K 0.05%
+5,500
New +$418K
FULT icon
492
Fulton Financial
FULT
$4.64B
$429K 0.05%
+34,100
New +$429K
APLP
493
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$428K 0.05%
+15,000
New +$442K
OB
494
DELISTED
Onebeacon Insurance Group Ltd
OB
$428K 0.05%
+27,700
New +$423K
HAFC icon
495
Hanmi Financial
HAFC
$946M
$422K 0.05%
+18,100
New +$410K
FIX icon
496
Comfort Systems
FIX
$59.6B
$421K 0.05%
27,600
-15,700
-36% -$268K
ADTN icon
497
Adtran
ADTN
$616M
$420K 0.05%
+17,200
New +$443K
WDR
498
DELISTED
Waddell & Reed Financial, Inc.
WDR
$420K 0.05%
5,700
-32,800
-85% -$2.25M
BP icon
499
BP
BP
$107B
$418K 0.05%
+10,636
New +$419K
RBBN icon
500
Ribbon Communications
RBBN
$383M
$418K 0.05%
24,800
+5,440
+28% +$90.4K
18 19
20
21 22

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.