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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
476
Lam Research
LRCX
$390B
$512K 0.05%
+94,000
New +$494K
NX icon
477
Quanex
NX
$1.01B
$512K 0.05%
+25,700
New +$465K
AEPI
478
DELISTED
AEP Industries Inc
AEPI
$512K 0.05%
9,700
+6,500
+203% +$366K
ZWS icon
479
Zurn Elkay Water Solutions
ZWS
$8.53B
$510K 0.05%
+39,236
New +$443K
FEIC
480
DELISTED
FEI COMPANY
FEIC
$509K 0.05%
+5,700
New +$505K
MWE
481
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$509K 0.05%
+7,700
New +$534K
EFC
482
Ellington Financial
EFC
$1.71B
$506K 0.05%
22,300
-12,900
-37% -$297K
MMSI icon
483
Merit Medical Systems
MMSI
$5.32B
$505K 0.05%
32,100
+12,600
+65% +$191K
CCMP
484
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$503K 0.05%
+11,000
New +$465K
ACAS
485
DELISTED
American Capital Ltd
ACAS
$502K 0.05%
+32,100
New +$465K
SID icon
486
Companhia Siderúrgica Nacional
SID
$1.23B
$500K 0.05%
80,700
+47,300
+142% +$258K
ESI
487
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$500K 0.05%
+14,900
New +$535K
UTIW
488
DELISTED
UTI WORLDWIDE INC
UTIW
$500K 0.05%
+28,500
New +$449K
MPWR icon
489
Monolithic Power Systems
MPWR
$68.9B
$499K 0.05%
14,400
+5,400
+60% +$173K
NDAQ icon
490
Nasdaq
NDAQ
$52.9B
$498K 0.05%
37,500
-89,100
-70% -$1.09M
MRO
491
DELISTED
Marathon Oil Corporation
MRO
$498K 0.05%
14,100
-87,500
-86% -$3.12M
WNR
492
DELISTED
Western Refining Inc
WNR
$492K 0.05%
+11,600
New +$416K
BGFV
493
DELISTED
Big 5 Sporting Goods
BGFV
$488K 0.05%
+24,600
New +$435K
MMLP icon
494
Martin Midstream Partners
MMLP
$95.9M
$484K 0.05%
+11,300
New +$511K
CAPL icon
495
CrossAmerica Partners
CAPL
$817M
$483K 0.05%
16,900
+6,600
+64% +$185K
PEGA icon
496
Pegasystems
PEGA
$5.38B
$482K 0.05%
+39,200
New +$430K
HSIC icon
497
Henry Schein
HSIC
$9.82B
$480K 0.05%
10,710
-9,180
-46% -$402K
NFG icon
498
National Fuel Gas
NFG
$7.65B
$478K 0.05%
+6,700
New +$466K
MRC
499
DELISTED
MRC Global
MRC
$477K 0.05%
+14,800
New +$445K
ATAXZ
500
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$474K 0.05%
+75,300
New +$474K
18 19
20
21 22

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A
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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.