We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WST icon
476
West Pharmaceutical
WST
$24.9B
$395K 0.05%
+9,600
New +$366K
SFY
477
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$394K 0.05%
+34,500
New +$413K
QRE
478
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$394K 0.05%
+24,200
New +$405K
IDTI
479
DELISTED
Integrated Device Technology I
IDTI
$393K 0.05%
+41,700
New +$371K
TQNT
480
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$393K 0.05%
+48,400
New +$370K
AWR icon
481
American States Water
AWR
$3.46B
$391K 0.05%
14,200
-16,600
-54% -$474K
NWBI icon
482
Northwest Bancshares
NWBI
$2.28B
$390K 0.05%
29,500
+1,000
+4% +$13.8K
SBRA icon
483
Sabra Healthcare REIT
SBRA
$5.37B
$389K 0.05%
16,900
-3,683
-18% -$90.8K
ADEA icon
484
Adeia
ADEA
$3.11B
$387K 0.05%
+75,600
New +$400K
ACH
485
Accendra Health
ACH
$214M
$387K 0.05%
+11,200
New +$392K
BECN
486
DELISTED
Beacon Roofing Supply, Inc.
BECN
$387K 0.05%
+10,500
New +$401K
ALJ
487
DELISTED
Alon USA Energy Inc
ALJ
$386K 0.05%
37,800
-9,900
-21% -$122K
DMC
488
Del Monte Corp
DMC
$1.45B
$383K 0.04%
+12,900
New +$375K
MSGS icon
489
Madison Square Garden
MSGS
$9.39B
$383K 0.04%
9,253
-41,079
-82% -$1.73M
SFUN
490
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$382K 0.04%
740
-70
-9% -$26.9K
GGG icon
491
Graco
GGG
$13.5B
$378K 0.04%
15,300
-26,100
-63% -$613K
MGAM
492
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$377K 0.04%
+10,900
New +$372K
GEN icon
493
Gen Digital
GEN
$17.5B
$376K 0.04%
+15,200
New +$381K
MTG icon
494
MGIC Investment
MTG
$6.25B
$373K 0.04%
+51,300
New +$364K
SRDX
495
DELISTED
Surmodics
SRDX
$373K 0.04%
15,700
-4,800
-23% -$103K
CMTL icon
496
Comtech Telecommunications
CMTL
$51.8M
$372K 0.04%
+15,300
New +$398K
SAIA icon
497
Saia
SAIA
$9.72B
$371K 0.04%
+11,900
New +$370K
DWSN
498
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
$370K 0.04%
+11,400
New +$418K
PLXS icon
499
Plexus
PLXS
$7.23B
$368K 0.04%
+9,900
New +$337K
SIX
500
DELISTED
Six Flags Entertainment Corp.
SIX
$368K 0.04%
10,900
-17,200
-61% -$608K
18 19
20
21 22

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.