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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPX
26
DELISTED
WPX Energy, Inc.
WPX
$6.24M 0.56%
259,400
+64,500
+33% +$1.53M
LII icon
27
Lennox International
LII
$14.4B
$6M 0.54%
78,100
+51,200
+190% +$4.33M
ACGL icon
28
Arch Capital
ACGL
$34.3B
$5.99M 0.53%
328,500
+303,000
+1,188% +$5.59M
BX icon
29
Blackstone
BX
$102B
$5.91M 0.53%
191,368
+158,149
+476% +$5.15M
CA
30
DELISTED
CA, Inc.
CA
$5.72M 0.51%
204,800
-28,900
-12% -$825K
EMC
31
DELISTED
EMC CORPORATION
EMC
$5.69M 0.51%
194,600
-145,900
-43% -$4.21M
HOLX
32
DELISTED
Hologic
HOLX
$5.67M 0.5%
232,900
-18,300
-7% -$462K
CMI icon
33
Cummins
CMI
$87.5B
$5.53M 0.49%
+41,900
New +$6.04M
ATVI
34
DELISTED
Activision Blizzard
ATVI
$5.49M 0.49%
+264,200
New +$6.01M
CIT
35
DELISTED
CIT Group Inc.
CIT
$5.39M 0.48%
+117,300
New +$5.55M
DK icon
36
Delek US
DK
$4.16B
$5.37M 0.48%
162,000
-16,400
-9% -$523K
DST
37
DELISTED
DST Systems Inc.
DST
$5.14M 0.46%
122,400
+22,000
+22% +$999K
ANDV
38
DELISTED
Andeavor
ANDV
$5.1M 0.45%
83,600
+10,200
+14% +$629K
TEL icon
39
TE Connectivity
TEL
$59.6B
$5.06M 0.45%
91,500
+75,600
+475% +$4.7M
ALSN icon
40
Allison Transmission
ALSN
$9.5B
$5.05M 0.45%
177,300
+31,000
+21% +$941K
TEVA icon
41
Teva Pharmaceuticals
TEVA
$40.8B
$5M 0.45%
93,100
-27,800
-23% -$1.47M
PFE icon
42
Pfizer
PFE
$143B
$4.99M 0.44%
177,704
-34,888
-16% -$979K
IM
43
DELISTED
Ingram Micro
IM
$4.98M 0.44%
193,000
+163,200
+548% +$4.63M
VER
44
DELISTED
VEREIT, Inc.
VER
$4.93M 0.44%
81,720
+71,760
+720% +$4.61M
HII icon
45
Huntington Ingalls Industries
HII
$12.9B
$4.82M 0.43%
46,200
-23,800
-34% -$2.34M
SWN
46
DELISTED
Southwestern Energy Company
SWN
$4.72M 0.42%
135,200
-33,400
-20% -$1.34M
BAX icon
47
Baxter International
BAX
$13.5B
$4.63M 0.41%
118,745
+65,172
+122% +$2.65M
CTXS
48
DELISTED
Citrix Systems Inc
CTXS
$4.6M 0.41%
80,999
+26,623
+49% +$1.45M
TIF
49
DELISTED
Tiffany & Co.
TIF
$4.57M 0.41%
47,400
-22,800
-32% -$2.27M
VIAB
50
DELISTED
Viacom Inc. Class B
VIAB
$4.55M 0.41%
+59,100
New +$4.86M
1
2
3 4 5

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.