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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSC
26
DELISTED
Computer Sciences
CSC
$4.36M 0.51%
+170,144
New +$4.28M
CXT icon
27
Crane NXT
CXT
$3.09B
$4.21M 0.5%
170,437
+126,388
+287% +$2.98M
OXY icon
28
Occidental Petroleum
OXY
$55.2B
$4.21M 0.5%
+46,135
New +$4.12M
MU icon
29
Micron Technology
MU
$937B
$4.14M 0.49%
175,200
+95,400
+120% +$2.27M
CA
30
DELISTED
CA, Inc.
CA
$4.12M 0.49%
133,100
-31,400
-19% -$1.02M
RL icon
31
Ralph Lauren
RL
$22.6B
$4.12M 0.49%
25,600
-22,500
-47% -$3.62M
DHR icon
32
Danaher
DHR
$139B
$4.11M 0.48%
+81,533
New +$4.15M
ICE icon
33
Intercontinental Exchange
ICE
$85.2B
$4M 0.47%
101,000
-4,500
-4% -$190K
RSG icon
34
Republic Services
RSG
$64.5B
$3.97M 0.47%
116,200
-168,500
-59% -$5.59M
BR icon
35
Broadridge
BR
$18.2B
$3.96M 0.47%
106,500
+24,000
+29% +$900K
CFFN icon
36
Capitol Federal Financial
CFFN
$1.12B
$3.9M 0.46%
310,500
+23,700
+8% +$289K
PSEC icon
37
Prospect Capital
PSEC
$1.1B
$3.81M 0.45%
353,000
+258,200
+272% +$2.86M
IM
38
DELISTED
Ingram Micro
IM
$3.75M 0.44%
127,000
+35,200
+38% +$945K
AET
39
DELISTED
Aetna Inc
AET
$3.73M 0.44%
49,800
+19,700
+65% +$1.39M
DST
40
DELISTED
DST Systems Inc.
DST
$3.7M 0.44%
78,000
+32,000
+70% +$1.49M
TRN icon
41
Trinity Industries
TRN
$2.5B
$3.55M 0.42%
136,678
+44,448
+48% +$1.03M
HON icon
42
Honeywell
HON
$78.2B
$3.5M 0.41%
+41,956
New +$3.47M
STJ
43
DELISTED
St Jude Medical
STJ
$3.44M 0.41%
+52,600
New +$3.42M
NFX
44
DELISTED
Newfield Exploration
NFX
$3.44M 0.41%
109,600
+95,900
+700% +$2.53M
SIX
45
DELISTED
Six Flags Entertainment Corp.
SIX
$3.35M 0.4%
83,500
+77,000
+1,185% +$2.98M
APOL
46
DELISTED
Apollo Education Group Inc Class A
APOL
$3.34M 0.39%
97,500
+24,300
+33% +$789K
HII icon
47
Huntington Ingalls Industries
HII
$12.8B
$3.25M 0.38%
31,800
+24,200
+318% +$2.35M
ALJ
48
DELISTED
Alon USA Energy Inc
ALJ
$3.22M 0.38%
215,600
+107,500
+99% +$1.62M
RTN
49
DELISTED
Raytheon Company
RTN
$3.18M 0.38%
32,200
-4,000
-11% -$380K
PSX icon
50
Phillips 66
PSX
$82.7B
$3.12M 0.37%
40,500
-29,800
-42% -$2.27M
1
2
3 4 5

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.