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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNA icon
451
Synaptics
SYNA
$4.15B
$637K 0.06%
+8,700
New +$709K
ALDW
452
DELISTED
Alon USA Partners LP
ALDW
$636K 0.06%
35,900
+15,300
+74% +$279K
EMES
453
DELISTED
Emerge Energy Services LP
EMES
$634K 0.06%
5,500
+1,900
+53% +$224K
SAFT icon
454
Safety Insurance
SAFT
$1.52B
$631K 0.06%
11,700
-4,100
-26% -$217K
CSII
455
DELISTED
Cardiovascular Systems, Inc.
CSII
$631K 0.06%
26,700
-3,400
-11% -$96.7K
QEP
456
DELISTED
QEP RESOURCES, INC.
QEP
$631K 0.06%
+20,500
New +$685K
HIW icon
457
Highwoods Properties
HIW
$3.47B
$630K 0.06%
+16,200
New +$676K
TEP
458
DELISTED
Tallgrass Energy Partners, LP
TEP
$630K 0.06%
+13,900
New +$587K
FCH
459
DELISTED
Felcor Lodging Trust
FCH
$624K 0.06%
66,700
+50,600
+314% +$516K
ICON
460
DELISTED
Iconix Brand Group, Inc.
ICON
$621K 0.06%
1,680
+380
+29% +$157K
AXAS
461
DELISTED
Abraxas Petroleum Corp
AXAS
$619K 0.06%
5,865
+20
+0.3% +$2.23K
VOYA icon
462
Voya Financial
VOYA
$9.19B
$618K 0.06%
15,800
-29,800
-65% -$1.13M
ZLTQ
463
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$618K 0.06%
27,300
+16,600
+155% +$329K
AHT
464
Ashford Hospitality Trust
AHT
$21M
$613K 0.05%
64
-27
-30% -$289K
MR
465
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$612K 0.05%
+20,300
New +$629K
GEF icon
466
Greif
GEF
$5.04B
$609K 0.05%
+13,900
New +$694K
CMTL icon
467
Comtech Telecommunications
CMTL
$51.8M
$606K 0.05%
16,300
-3,100
-16% -$113K
POZN
468
DELISTED
POZEN INC
POZN
$606K 0.05%
82,600
+4,100
+5% +$33K
PGR icon
469
Progressive
PGR
$125B
$597K 0.05%
23,600
-24,000
-50% -$591K
HMHC
470
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$597K 0.05%
30,700
+19,900
+184% +$372K
TRAK
471
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$595K 0.05%
+13,700
New +$581K
GBX icon
472
The Greenbrier Companies
GBX
$1.46B
$594K 0.05%
8,100
-38,200
-83% -$2.62M
PES
473
DELISTED
Pioneer Energy Services Corp.
PES
$594K 0.05%
42,400
-18,500
-30% -$289K
DHC
474
Diversified Healthcare Trust
DHC
$2.14B
$590K 0.05%
+28,454
New +$645K
BRKL
475
DELISTED
Brookline Bancorp
BRKL
$589K 0.05%
68,900
+2,900
+4% +$26.3K
17 18
19
20 21

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.