We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVA
426
DELISTED
Covanta Holding Corporation
CVA
$492K 0.06%
+23,000
New +$483K
CZZ
427
DELISTED
Cosan Limited
CZZ
$492K 0.06%
+32,000
New +$482K
NGG icon
428
National Grid
NGG
$81.3B
$490K 0.06%
8,603
-9,225
-52% -$520K
CSII
429
DELISTED
Cardiovascular Systems, Inc.
CSII
$489K 0.06%
+24,400
New +$508K
LNC icon
430
Lincoln National
LNC
$8.81B
$487K 0.06%
+11,600
New +$490K
CLD
431
DELISTED
Cloud Peak Energy Inc
CLD
$487K 0.06%
+33,200
New +$533K
PRXL
432
DELISTED
Parexel International Corp
PRXL
$487K 0.06%
+9,700
New +$475K
LGCY
433
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$486K 0.06%
+18,000
New +$486K
ACTV
434
DELISTED
Active Network Inc
ACTV
$482K 0.06%
+33,700
New +$324K
NTK
435
DELISTED
NORTEK INC COM NEW (DE)
NTK
$481K 0.06%
7,000
-1,800
-20% -$123K
OCSL icon
436
Oaktree Specialty Lending
OCSL
$1.14B
$480K 0.06%
15,567
-38,800
-71% -$1.23M
ANAT
437
DELISTED
American National Group, Inc. Common Stock
ANAT
$480K 0.06%
+4,900
New +$523K
TRS icon
438
TriMas Corp
TRS
$1.44B
$474K 0.06%
+15,939
New +$475K
ETFC
439
DELISTED
E*Trade Financial Corporation
ETFC
$474K 0.06%
+28,700
New +$428K
CNH
440
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
$473K 0.06%
+37,842
New +$1.75M
WPC icon
441
W.P. Carey
WPC
$16.4B
$472K 0.06%
+7,453
New +$491K
HIW icon
442
Highwoods Properties
HIW
$3.47B
$470K 0.06%
13,300
-33,100
-71% -$1.18M
AHT
443
Ashford Hospitality Trust
AHT
$21M
$468K 0.05%
+61
New +$454K
CAM
444
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$467K 0.05%
8,000
-4,200
-34% -$250K
ARLP icon
445
Alliance Resource Partners
ARLP
$3.17B
$460K 0.05%
+12,400
New +$466K
IBKR icon
446
Interactive Brokers
IBKR
$39.6B
$456K 0.05%
+97,200
New +$417K
WIRE
447
DELISTED
Encore Wire Corp
WIRE
$454K 0.05%
+11,500
New +$449K
NNN icon
448
NNN REIT
NNN
$8.99B
$452K 0.05%
+14,200
New +$473K
GWW icon
449
W.W. Grainger
GWW
$60.2B
$445K 0.05%
+1,700
New +$442K
CEC
450
DELISTED
CEC ENTERTAINMENT INC
CEC
$440K 0.05%
+9,600
New +$413K
16 17
18
19 20

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.