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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINL
401
DELISTED
Finish Line
FINL
$615K 0.07%
22,700
-5,600
-20% -$149K
ADC icon
402
Agree Realty
ADC
$9.41B
$608K 0.07%
20,000
-21,900
-52% -$652K
PER
403
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$608K 0.07%
50,600
+2,400
+5% +$30.3K
WOOF
404
DELISTED
VCA Inc.
WOOF
$606K 0.07%
18,800
-57,900
-75% -$1.87M
NLY icon
405
Annaly Capital Management
NLY
$17.4B
$604K 0.07%
+13,775
New +$595K
FIVE icon
406
Five Below
FIVE
$13.5B
$599K 0.07%
+14,100
New +$541K
FFIC
407
DELISTED
Flushing Financial
FFIC
$596K 0.07%
28,300
+12,400
+78% +$254K
EJ
408
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$596K 0.07%
53,096
+38,233
+257% +$472K
WSFS icon
409
WSFS Financial
WSFS
$4.15B
$593K 0.07%
24,900
-18,000
-42% -$433K
FLG
410
Flagstar Bank National Association
FLG
$5.82B
$585K 0.07%
12,133
+3,700
+44% +$180K
GPRE icon
411
Green Plains
GPRE
$1.03B
$584K 0.07%
19,500
-18,000
-48% -$441K
INFN
412
DELISTED
Infinera Corporation Common Stock
INFN
$584K 0.07%
+64,300
New +$563K
SANM icon
413
Sanmina
SANM
$10.9B
$581K 0.07%
+33,300
New +$558K
PES
414
DELISTED
Pioneer Energy Services Corp.
PES
$580K 0.07%
+44,800
New +$448K
FCEL icon
415
FuelCell Energy
FCEL
$1.63B
$578K 0.07%
+54
New +$469K
BTU
416
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$578K 0.07%
2,360
-6,713
-74% -$1.7M
PANW icon
417
Palo Alto Networks
PANW
$297B
$576K 0.07%
50,400
-145,800
-74% -$1.65M
FL
418
DELISTED
Foot Locker
FL
$573K 0.07%
+12,200
New +$507K
IQNT
419
DELISTED
Inteliquent, Inc.
IQNT
$570K 0.07%
39,200
+24,100
+160% +$301K
RATE
420
DELISTED
Bankrate Inc
RATE
$569K 0.07%
+33,600
New +$588K
RUTH
421
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$563K 0.07%
46,600
+27,100
+139% +$343K
DANG
422
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$563K 0.07%
39,200
-24,000
-38% -$289K
ITUB icon
423
Itaú Unibanco
ITUB
$87.5B
$562K 0.07%
+103,717
New +$495K
WRES
424
DELISTED
WARREN RESOURCES INC
WRES
$562K 0.07%
117,000
+33,100
+39% +$128K
SMP icon
425
Standard Motor Products
SMP
$911M
$558K 0.07%
+15,600
New +$532K
15 16
17
18 19

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.