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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSFS icon
376
WSFS Financial
WSFS
$4.16B
$788K 0.07%
33,000
+7,200
+28% +$174K
IPHI
377
DELISTED
INPHI CORPORATION
IPHI
$784K 0.07%
54,500
+17,300
+47% +$252K
DCT
378
DELISTED
DCT Industrial Trust Inc.
DCT
$780K 0.07%
25,950
+17,300
+200% +$547K
ORIG
379
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$777K 0.07%
5
– –
HUN icon
380
Huntsman Corp
HUN
$1.78B
$775K 0.07%
+29,800
New +$812K
UGI icon
381
UGI
UGI
$7.32B
$774K 0.07%
22,700
+15,800
+229% +$537K
GHL
382
DELISTED
Greenhill & Co., Inc.
GHL
$772K 0.07%
16,600
-4,900
-23% -$231K
UNTD
383
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$771K 0.07%
70,400
-54,100
-43% -$613K
BANR icon
384
Banner Corp
BANR
$2.4B
$762K 0.07%
19,800
+8,100
+69% +$318K
NSR
385
DELISTED
Neustar Inc
NSR
$760K 0.07%
30,600
+22,400
+273% +$617K
CENX icon
386
Century Aluminum
CENX
$5.07B
$758K 0.07%
29,200
+3,400
+13% +$74.9K
TFX icon
387
Teleflex
TFX
$5.95B
$756K 0.07%
7,200
-8,500
-54% -$912K
B
388
Barrick Mining
B
$73.1B
$755K 0.07%
51,500
-30,300
-37% -$540K
PBI icon
389
Pitney Bowes
PBI
$2.39B
$755K 0.07%
30,200
+16,300
+117% +$436K
NTUS
390
DELISTED
Natus Medical Inc
NTUS
$755K 0.07%
25,600
-27,400
-52% -$756K
SWI
391
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$753K 0.07%
+17,900
New +$744K
LPSN icon
392
LivePerson
LPSN
$32.1M
$752K 0.07%
3,980
+1,473
+59% +$261K
SKX
393
DELISTED
Skechers
SKX
$752K 0.07%
+42,300
New +$772K
ENOC
394
DELISTED
EnerNOC, Inc.
ENOC
$746K 0.07%
+44,000
New +$822K
RGA icon
395
Reinsurance Group of America
RGA
$16.1B
$737K 0.07%
+9,200
New +$749K
HBAN icon
396
Huntington Bancshares
HBAN
$35.4B
$735K 0.07%
+75,500
New +$739K
SXI icon
397
Standex International
SXI
$4.12B
$734K 0.07%
9,900
-5,900
-37% -$427K
HTS
398
DELISTED
HATTERAS FINANCIAL CORP
HTS
$726K 0.06%
40,400
-22,000
-35% -$427K
SM icon
399
SM Energy
SM
$6.93B
$725K 0.06%
+9,300
New +$759K
FIG
400
DELISTED
Fortress Investment Group Llc
FIG
$720K 0.06%
104,600
-17,200
-14% -$127K
14 15
16
17 18

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.