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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+2.63%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$74.2M
AUM Growth
+$15M
Cap. Flow
+$14.4M
Cap. Flow %
19.36%
Top 10 Hldgs %
13.06%
Holding
348
New
176
Increased
42
Reduced
20
Closed
110

Top Buys

Rank Stock Value
1
ANIK icon
Anika Therapeutics
ANIK
+$1.21M
2
PBI icon
Pitney Bowes
PBI
+$1.09M
3
SNPS icon
Synopsys
SNPS
+$1.04M
4
LMNX
Luminex Corp
LMNX
+$1.03M
5
AGCO icon
AGCO
AGCO
+$948K

Top Sells

Rank Stock Value
1
XRX icon
Xerox
XRX
+$1.2M
2
PPL
PPL Corp
PPL
+$1.09M
3
DF
Dean Foods Company
DF
+$1.09M
4
FE icon
FirstEnergy
FE
+$1.09M
5
GILD icon
Gilead Sciences
GILD
+$1.09M

Sector Composition

Rank Sector Weight
1 Industrials 20%
2 Healthcare 16.95%
3 Technology 13.59%
4 Consumer Discretionary 11.18%
5 Financials 6.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TS icon
301
Tenaris
TS
$28.9B
– –
-12,300
Closed -$439K
TWO
302
Two Harbors Investment
TWO
$1.27B
– –
-1,313
Closed -$92K
UCTT
303
Ultra Clean Holdings
UCTT
$3.75B
– –
-10,100
Closed -$98K
UHS icon
304
Universal Health Services
UHS
$10.4B
– –
-2,200
Closed -$234K
UL icon
305
Unilever
UL
$139B
– –
-6,756
Closed -$309K
UTHR icon
306
United Therapeutics
UTHR
$22.2B
– –
-1,600
Closed -$229K
XOMA
307
DELISTED
Xoma
XOMA
– –
-43,300
Closed -$183K
BERY
308
DELISTED
Berry Global Group, Inc.
BERY
– –
-6,752
Closed -$302K
WRK
309
DELISTED
WestRock Company
WRK
– –
-4,100
Closed -$208K
ERF
310
DELISTED
Enerplus Corporation
ERF
– –
-18,300
Closed -$173K
SPLK
311
DELISTED
Splunk Inc
SPLK
– –
-4,100
Closed -$210K
BKCC
312
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-16,400
Closed -$114K
CHS
313
DELISTED
Chicos FAS, Inc.
CHS
– –
-29,400
Closed -$423K
CNCE
314
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
– –
-10,500
Closed -$108K
LHCG
315
DELISTED
LHC Group LLC
LHCG
– –
-4,800
Closed -$219K
ENDP
316
DELISTED
Endo International plc
ENDP
– –
-11,600
Closed -$191K
WMC
317
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-2,040
Closed -$205K
NUAN
318
DELISTED
Nuance Communications, Inc.
NUAN
– –
-20,675
Closed -$267K
STAY
319
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-11,900
Closed -$192K
AXAS
320
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-970
Closed -$50K
MNK
321
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-8,300
Closed -$414K
NBL
322
DELISTED
Noble Energy, Inc.
NBL
– –
-12,200
Closed -$464K
AKRX
323
DELISTED
Akorn Inc
AKRX
– –
-14,500
Closed -$317K
JCP
324
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-19,900
Closed -$165K
CYOU
325
DELISTED
Changyou.com Limited American Depositary Share
CYOU
– –
-12,000
Closed -$255K
10 11 12
13
14

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Nine Chapters Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Nine Chapters Capital Management held 348 positions worth $74.2M, up 25% from $59.1M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Nine Chapters Capital Management deployed $14.4M of net new capital in Q1 2017, opening 176 new positions and adding to 42 existing holdings. Its largest new stake was Anika Therapeutics: 25,300 shares worth $1.1M.

By sector, the portfolio is most concentrated in Industrials at 20% of assets, up from 11% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Xerox, an estimated $1.2M trimmed.

  • Nine Chapters Capital Management's largest Q1 2017 buy was Anika Therapeutics: 25,300 shares worth $1.1M.
  • Nine Chapters Capital Management added most to RR Donnelley & Sons Co. in Q1 2017, an estimated $648K increase.
  • Nine Chapters Capital Management's biggest Q1 2017 reduction was Xerox, cutting an estimated $1.2M.
  • Nine Chapters Capital Management fully exited PPL Corp in Q1 2017, selling an estimated $1.09M.
  • Nine Chapters Capital Management's ten largest holdings make up 13% of its $74.2M portfolio in Q1 2017.
  • Nine Chapters Capital Management opened 176 new positions and closed 110 in Q1 2017.
  • Nine Chapters Capital Management's portfolio value rose 25% quarter-over-quarter to $74.2M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2017, filed 8 May 2017.