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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LXP icon
301
LXP Industrial Trust
LXP
$3.57B
$866K 0.1%
15,880
-5,700
-26% -$309K
DWRE
302
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$865K 0.1%
+13,500
New +$939K
GM icon
303
General Motors
GM
$76.8B
$861K 0.1%
+25,000
New +$918K
SNX icon
304
TD Synnex
SNX
$20.2B
$861K 0.1%
+28,400
New +$846K
ORIT
305
DELISTED
Oritani Financial Corp. New
ORIT
$860K 0.1%
54,400
+6,600
+14% +$103K
JKS
306
JinkoSolar
JKS
$891M
$858K 0.1%
30,700
+16,400
+115% +$520K
KFRC icon
307
Kforce
KFRC
$1.06B
$857K 0.1%
40,200
+14,500
+56% +$296K
WTW icon
308
Willis Towers Watson
WTW
$32B
$852K 0.1%
+7,286
New +$829K
UCB
309
United Community Banks
UCB
$4.28B
$848K 0.1%
43,700
-12,800
-23% -$228K
PEG icon
310
Public Service Enterprise Group
PEG
$37.7B
$843K 0.1%
22,100
-10,000
-31% -$345K
CPAY icon
311
Corpay
CPAY
$25.7B
$840K 0.1%
7,300
-43,300
-86% -$5.04M
HURN icon
312
Huron Consulting
HURN
$2.42B
$837K 0.1%
13,200
-3,400
-20% -$221K
ATAXZ
313
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$837K 0.1%
138,500
+63,200
+84% +$382K
ELX
314
DELISTED
EMULEX CORP
ELX
$836K 0.1%
113,100
+55,200
+95% +$406K
HMN icon
315
Horace Mann Educators
HMN
$2.11B
$832K 0.1%
+28,700
New +$829K
IEP icon
316
Icahn Enterprises
IEP
$5.3B
$832K 0.1%
+8,100
New +$892K
KKR icon
317
KKR & Co
KKR
$92.3B
$831K 0.1%
36,400
-23,800
-40% -$576K
GMLP
318
DELISTED
Golar LNG Partners LP
GMLP
$831K 0.1%
27,800
+4,600
+20% +$139K
MEOH icon
319
Methanex
MEOH
$4.12B
$825K 0.1%
12,900
+2,300
+22% +$145K
WAIR
320
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$825K 0.1%
37,500
+21,000
+127% +$458K
TRAK
321
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$817K 0.1%
+16,600
New +$833K
STAG icon
322
STAG Industrial
STAG
$7.19B
$815K 0.1%
33,800
-18,500
-35% -$413K
BX icon
323
Blackstone
BX
$110B
$811K 0.1%
+24,864
New +$793K
SNCR
324
DELISTED
Synchronoss Technologies
SNCR
$809K 0.1%
2,622
+1,533
+141% +$441K
MESG
325
DELISTED
XURA INC COM (DE)
MESG
$809K 0.1%
+23,400
New +$840K
11 12
13
14 15

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.