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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORN icon
276
Morningstar
MORN
$7.53B
$940K 0.11%
11,900
-29,600
-71% -$2.36M
ASRT
277
DELISTED
Assertio
ASRT
$937K 0.11%
+1,077
New +$821K
NBIS
278
Nebius Group N.V.
NBIS
$47.7B
$936K 0.11%
31,000
-103,100
-77% -$3.81M
PRE
279
DELISTED
PARTNERRE LTD
PRE
$932K 0.11%
9,000
-29,600
-77% -$2.96M
MFIC icon
280
MidCap Financial Investment
MFIC
$804M
$931K 0.11%
37,333
+29,733
+391% +$767K
NTI
281
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$926K 0.11%
36,000
-45,500
-56% -$1.15M
EBS icon
282
Emergent Biosolutions
EBS
$248M
$922K 0.11%
+36,500
New +$922K
TECH icon
283
Bio-Techne
TECH
$11.3B
$913K 0.11%
42,800
+10,800
+34% +$243K
PFS icon
284
Provident Financial Services
PFS
$3.19B
$909K 0.11%
49,500
-13,200
-21% -$239K
BRKL
285
DELISTED
Brookline Bancorp
BRKL
$907K 0.11%
96,300
+20,100
+26% +$186K
B
286
Barrick Mining
B
$73.2B
$904K 0.11%
50,700
+40,700
+407% +$787K
PVH icon
287
PVH
PVH
$4.04B
$898K 0.11%
+7,200
New +$886K
VTRS icon
288
Viatris
VTRS
$19.1B
$898K 0.11%
+18,400
New +$893K
AON icon
289
Aon
AON
$76B
$893K 0.11%
10,600
+3,600
+51% +$300K
MITT
290
TPG Mortgage Investment Trust
MITT
$225M
$893K 0.11%
+17,000
New +$874K
DAR icon
291
Darling Ingredients
DAR
$9.44B
$887K 0.1%
44,300
-52,700
-54% -$1.06M
MENT
292
DELISTED
Mentor Graphics Corp
MENT
$885K 0.1%
+40,200
New +$873K
EOG icon
293
EOG Resources
EOG
$70.7B
$883K 0.1%
+9,000
New +$801K
CMO
294
DELISTED
Capstead Mortgage Corp.
CMO
$880K 0.1%
+69,500
New +$877K
EDR
295
DELISTED
Education Realty Trust Inc
EDR
$874K 0.1%
29,533
-7,000
-19% -$196K
ADEA icon
296
Adeia
ADEA
$3.11B
$872K 0.1%
+139,482
New +$759K
ANIK icon
297
Anika Therapeutics
ANIK
$287M
$871K 0.1%
21,200
+14,500
+216% +$539K
INTU icon
298
Intuit
INTU
$89B
$871K 0.1%
+11,200
New +$855K
LSCC icon
299
Lattice Semiconductor
LSCC
$18.5B
$870K 0.1%
111,000
+55,100
+99% +$376K
ELV icon
300
Elevance Health
ELV
$85.5B
$866K 0.1%
+8,700
New +$787K
10 11
12
13 14

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.