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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAME
276
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$1.07M 0.11%
233,800
+22,400
+11% +$96.1K
EPAC icon
277
Enerpac Tool Group
EPAC
$1.92B
$1.07M 0.11%
+29,200
New +$1.11M
HCA icon
278
HCA Healthcare
HCA
$88.5B
$1.07M 0.11%
+22,400
New +$1.04M
HRB icon
279
H&R Block
HRB
$5.82B
$1.07M 0.11%
36,800
-35,600
-49% -$1.01M
STAG icon
280
STAG Industrial
STAG
$7.1B
$1.07M 0.11%
+52,300
New +$1.09M
IDTI
281
DELISTED
Integrated Device Technology I
IDTI
$1.06M 0.11%
104,600
+62,900
+151% +$626K
PSEC icon
282
Prospect Capital
PSEC
$1.11B
$1.06M 0.11%
94,800
-60,700
-39% -$683K
RGC
283
DELISTED
Regal Entertainment Group
RGC
$1.06M 0.11%
+54,600
New +$1.05M
QGENF
284
DELISTED
QIAGEN NV
QGENF
$1.06M 0.11%
+44,600
New +$1.06M
UNTD
285
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$1.06M 0.11%
77,100
+64,600
+517% +$1.97M
BYI
286
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$1.06M 0.11%
+13,500
New +$981K
AAIC
287
DELISTED
Arlington Asset Investment Corp.
AAIC
$1.06M 0.11%
40,000
+14,300
+56% +$362K
CNW
288
DELISTED
CON-WAY INC.
CNW
$1.05M 0.11%
26,500
-13,800
-34% -$578K
ESL
289
DELISTED
Esterline Technologies
ESL
$1.05M 0.11%
10,300
+6,300
+158% +$538K
NAVG
290
DELISTED
Navigators Group Inc
NAVG
$1.05M 0.11%
33,200
+22,000
+196% +$660K
LXK
291
DELISTED
Lexmark Intl Inc
LXK
$1.05M 0.11%
+29,500
New +$1.04M
BSX icon
292
Boston Scientific
BSX
$71.4B
$1.05M 0.11%
87,000
+8,600
+11% +$102K
SGEN
293
DELISTED
Seagen Inc. Common Stock
SGEN
$1.04M 0.11%
+26,200
New +$1.07M
MBI icon
294
MBIA
MBI
$269M
$1.04M 0.11%
+87,400
New +$1.01M
TEL icon
295
TE Connectivity
TEL
$62.3B
$1.04M 0.1%
18,900
-26,100
-58% -$1.37M
HURN icon
296
Huron Consulting
HURN
$2.39B
$1.04M 0.1%
16,600
+3,600
+28% +$211K
CXT icon
297
Crane NXT
CXT
$3.13B
$1.03M 0.1%
44,049
-44,336
-50% -$973K
PEG icon
298
Public Service Enterprise Group
PEG
$37.4B
$1.03M 0.1%
32,100
-18,100
-36% -$599K
MG icon
299
Mistras Group
MG
$498M
$1.02M 0.1%
48,900
+38,200
+357% +$734K
CHK
300
DELISTED
Chesapeake Energy Corporation
CHK
$1.02M 0.1%
199
-257
-56% -$1.31M
10 11
12
13 14

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A
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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.