Nine Chapters Capital Management’s Resource Capital Corp. RSO Stock Holding History

Nine Chapters Capital Management’s Portfolio RSO Stock Details RSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-7,850	Closed	-$122K	–	1289
2015 Q2	$122K	Buy	+7,850	New	+$136K	0.01%	858
2014 Q4	–	Sell	-23,425	Closed	-$456K	–	1304
2014 Q3	$456K	Sell	23,425 -42,250	-64%	-$915K	0.04%	547
2014 Q2	$1.48M	Buy	65,675 +55,325	+535%	+$1.24M	0.12%	244
2014 Q1	$231K	Buy	+10,350	New	+$243K	0.03%	683

Other funds holding RSO

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

REMS

Real Estate Management Services $167M AUM 37.69% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GXMC

Global X Management Company New York $5.62B AUM 10.7% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Nine Chapters Capital Management's RSO Position: Q3 2015 in Review

Nine Chapters Capital Management sold out of Resource Capital Corp. (RSO) in Q3 2015, closing a stake of 7,850 shares — an estimated $122K sold.

Nine Chapters Capital Management first reported a position in RSO in Q1 2014 and held it in 4 quarters. The position peaked at $1.48M in Q2 2014. 88 funds tracked by Wall St. Rank hold RSO as of Q3 2015.

Nine Chapters Capital Management reported no remaining Resource Capital Corp. position as of Q3 2015 after selling out during the quarter.
Nine Chapters Capital Management sold 7,850 Resource Capital Corp. shares in Q3 2015, an estimated $122K.
Nine Chapters Capital Management first reported a position in Resource Capital Corp. in Q1 2014 and held it in 4 quarters.
Nine Chapters Capital Management's Resource Capital Corp. position peaked at $1.48M in Q2 2014.
88 funds tracked by Wall St. Rank held Resource Capital Corp. as of Q3 2015.

Based on Nine Chapters Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.