Nine Chapters Capital Management’s Heartland Financial USA, Inc. HTLF Stock Holding History

Nine Chapters Capital Management’s Portfolio HTLF Stock Details HTLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-14,000	Closed	-$508K	–	585
2015 Q3	$508K	Sell	14,000 -5,700	-29%	-$210K	0.04%	560
2015 Q2	$733K	Sell	19,700 -4,400	-18%	-$153K	0.06%	436
2015 Q1	$786K	Buy	24,100 +12,100	+101%	+$359K	0.07%	436
2014 Q4	$325K	Buy	+12,000	New	+$307K	0.03%	653

Other funds holding HTLF

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

Nine Chapters Capital Management's HTLF Position: Q4 2015 in Review

Nine Chapters Capital Management sold out of Heartland Financial USA, Inc. (HTLF) in Q4 2015, closing a stake of 14,000 shares — an estimated $508K sold.

Nine Chapters Capital Management first reported a position in HTLF in Q4 2014 and held it in 4 quarters. The position peaked at $786K in Q1 2015. 105 funds tracked by Wall St. Rank hold HTLF as of Q4 2015.

Nine Chapters Capital Management reported no remaining Heartland Financial USA, Inc. position as of Q4 2015 after selling out during the quarter.
Nine Chapters Capital Management sold 14,000 Heartland Financial USA, Inc. shares in Q4 2015, an estimated $508K.
Nine Chapters Capital Management first reported a position in Heartland Financial USA, Inc. in Q4 2014 and held it in 4 quarters.
Nine Chapters Capital Management's Heartland Financial USA, Inc. position peaked at $786K in Q1 2015.
105 funds tracked by Wall St. Rank held Heartland Financial USA, Inc. as of Q4 2015.

Based on Nine Chapters Capital Management's 13F filing for Q4 2015.