Nine Chapters Capital Management’s American Water Works AWK Stock Holding History

Nine Chapters Capital Management’s Portfolio AWK Stock Details AWK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-41,300	Closed	-$2.01M	–	992
2015 Q2	$2.01M	Buy	+41,300	New	+$2.17M	0.17%	162
2014 Q3	–	Sell	-25,300	Closed	-$1.25M	–	990
2014 Q2	$1.25M	Buy	+25,300	New	+$1.19M	0.1%	284
2014 Q1	–	Sell	-71,000	Closed	-$3M	–	808
2013 Q4	$3M	Buy	+71,000	New	+$2.97M	0.3%	81

Other funds holding AWK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

CRM

Cramer Rosenthal McGlynn Stamford, Connecticut $1.36B AUM 31.72% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Nine Chapters Capital Management's AWK Position: Q3 2015 in Review

Nine Chapters Capital Management sold out of American Water Works (AWK) in Q3 2015, closing a stake of 41,300 shares — an estimated $2.01M sold.

Nine Chapters Capital Management first reported a position in AWK in Q4 2013 and held it in 3 quarters. The position peaked at $3M in Q4 2013. 493 funds tracked by Wall St. Rank hold AWK as of Q3 2015.

Nine Chapters Capital Management reported no remaining American Water Works position as of Q3 2015 after selling out during the quarter.
Nine Chapters Capital Management sold 41,300 American Water Works shares in Q3 2015, an estimated $2.01M.
Nine Chapters Capital Management first reported a position in American Water Works in Q4 2013 and held it in 3 quarters.
Nine Chapters Capital Management's American Water Works position peaked at $3M in Q4 2013.
493 funds tracked by Wall St. Rank held American Water Works as of Q3 2015.

Based on Nine Chapters Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.