Nikko Asset Management Americas’s PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES) PTR Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-32,480	Closed	-$1.65M	–	177
2019 Q3	$1.65M	Sell	32,480 -3,658	-10%	-$186K	0.03%	157
2019 Q2	$1.99M	Sell	36,138 -4,785	-12%	-$263K	0.04%	149
2019 Q1	$2.68M	Sell	40,923 -4,166	-9%	-$273K	0.07%	139
2018 Q4	$2.78M	Buy	45,089 +956	+2%	+$58.8K	0.1%	101
2018 Q3	$3.63M	Sell	44,133 -7,419	-14%	-$610K	0.1%	108
2018 Q2	$3.93M	Sell	51,552 -14,449	-22%	-$1.1M	0.12%	124
2018 Q1	$4.6M	Sell	66,001 -91,165	-58%	-$6.36M	0.16%	101
2017 Q4	$10.5M	Buy	157,166 +71,433	+83%	+$4.77M	0.27%	84
2017 Q3	$5.5M	Sell	85,733 -6,700	-7%	-$430K	0.27%	100
2017 Q2	$5.66M	Hold	92,433	–	–	0.34%	95
2017 Q1	$6.77M	Buy	92,433 +7,100	+8%	+$520K	0.5%	58
2016 Q4	$6.29M	Sell	85,333 -2,400	-3%	-$177K	0.51%	53
2016 Q3	$5.86M	Buy	87,733 +6,700	+8%	+$447K	0.5%	56
2016 Q2	$5.46M	Buy	81,033 +8,700	+12%	+$586K	0.52%	54
2016 Q1	$4.81M	Sell	72,333 -7,000	-9%	-$466K	0.58%	50
2015 Q4	$5.22M	Sell	79,333 -8,503	-10%	-$559K	0.59%	50
2015 Q3	$5.95M	Sell	87,836 -9,900	-10%	-$670K	0.61%	51
2015 Q2	$10.7M	Buy	+97,736	New	+$10.7M	0.75%	46
2014 Q4	–	Sell	-97,036	Closed	-$12.5M	–	212
2014 Q3	$12.5M	Sell	97,036 -10,500	-10%	-$1.36M	0.76%	44
2014 Q2	$13.6M	Sell	107,536 -22,900	-18%	-$2.89M	0.69%	49
2014 Q1	$14.4M	Sell	130,436 -28,400	-18%	-$3.13M	0.65%	52
2013 Q4	$17.4M	Sell	158,836 -32,000	-17%	-$3.51M	0.66%	51
2013 Q3	$21.4M	Sell	190,836 -18,800	-9%	-$2.11M	0.72%	46
2013 Q2	$21.7M	Buy	+209,636	New	+$21.7M	0.71%	48