Nikko Asset Management Americas’s LyondellBasell Industries LYB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-41,299	Closed	-$4.54M	–	169
2018 Q2	$4.54M	Buy	41,299 +3,129	+8%	+$344K	0.14%	109
2018 Q1	$4.03M	Buy	38,170 +16,170	+74%	+$1.81M	0.14%	108
2017 Q4	$2.41M	Buy	22,000 +20,600	+1,471%	+$2.14M	0.06%	132
2017 Q3	$139K	Buy	+1,400	New	+$126K	0.01%	215
2017 Q1	–	Sell	-3,400	Closed	-$292K	–	320
2016 Q4	$292K	Hold	3,400	–	–	0.02%	215
2016 Q3	$274K	Hold	3,400	–	–	0.02%	212
2016 Q2	$252K	Sell	3,400 -4,100	-55%	-$338K	0.02%	215
2016 Q1	$644K	Sell	7,500 -100	-1%	-$8.03K	0.08%	117
2015 Q4	$667K	Buy	7,600 +2,000	+36%	+$184K	0.08%	119
2015 Q3	$453K	Sell	5,600 -141,100	-96%	-$12.5M	0.05%	131
2015 Q2	$14.9M	Buy	146,700 +9,200	+7%	+$926K	1.04%	29
2015 Q1	$12.1M	Sell	137,500 -25,000	-15%	-$2.1M	0.94%	37
2014 Q4	$13.1M	Buy	162,500 +12,800	+9%	+$1.11M	0.93%	37
2014 Q3	$17M	Sell	149,700 -73,100	-33%	-$7.91M	1.03%	31
2014 Q2	$21.6M	Sell	222,800 -63,700	-22%	-$6.06M	1.1%	29
2014 Q1	$25.3M	Sell	286,500 -60,500	-17%	-$5.09M	1.15%	28
2013 Q4	$27.6M	Sell	347,000 -107,600	-24%	-$8.25M	1.05%	29
2013 Q3	$33.4M	Sell	454,600 -71,300	-14%	-$4.96M	1.12%	31
2013 Q2	$35.5M	Buy	+525,900	New	+$33.2M	1.16%	28