Nikko Asset Management Americas’s Canadian Imperial Bank of Commerce CM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-69,742	Closed	-$3.03M	–	160
2018 Q2	$3.03M	Sell	69,742 -25,082	-26%	-$1.1M	0.09%	140
2018 Q1	$4.18M	Sell	94,824 -33,608	-26%	-$1.58M	0.15%	105
2017 Q4	$6.25M	Buy	128,432 +1,800	+1%	+$82K	0.16%	116
2017 Q3	$5.54M	Buy	126,632 +37,832	+43%	+$1.62M	0.27%	99
2017 Q2	$3.6M	Buy	88,800 +37,200	+72%	+$1.5M	0.21%	109
2017 Q1	$2.22M	Buy	51,600 +12,600	+32%	+$548K	0.16%	82
2016 Q4	$1.59M	Buy	39,000 +600	+2%	+$23.5K	0.13%	95
2016 Q3	$1.49M	Buy	38,400 +21,800	+131%	+$839K	0.13%	85
2016 Q2	$812K	Buy	16,600 +12,600	+315%	+$491K	0.08%	110
2016 Q1	$196K	Buy	+4,000	New	+$133K	0.02%	217
2015 Q1	–	Sell	-4,246	Closed	-$209K	–	204
2014 Q4	$209K	Buy	+4,246	New	+$188K	0.01%	195