Nikko Asset Management Americas’s CNOOC Limited CEO Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-7,413	Closed	-$679K	–	230
2020 Q4	$679K	Sell	7,413 -814	-10%	-$74.6K	﹤0.01%	204
2020 Q3	$766K	Buy	+8,227	New	+$766K	0.01%	192
2018 Q4	–	Sell	-16,310	Closed	-$3.24M	–	158
2018 Q3	$3.24M	Sell	16,310 -6,668	-29%	-$1.32M	0.09%	114
2018 Q2	$3.94M	Sell	22,978 -14,400	-39%	-$2.47M	0.12%	123
2018 Q1	$5.53M	Sell	37,378 -3,274	-8%	-$484K	0.2%	96
2017 Q4	$5.84M	Sell	40,652 -6,000	-13%	-$861K	0.15%	120
2017 Q3	$6.05M	Sell	46,652 -5,700	-11%	-$739K	0.3%	94
2017 Q2	$5.73M	Sell	52,352 -500	-0.9%	-$54.7K	0.34%	94
2017 Q1	$6.33M	Buy	52,852 +4,100	+8%	+$491K	0.47%	60
2016 Q4	$6.04M	Sell	48,752 -900	-2%	-$111K	0.49%	57
2016 Q3	$6.28M	Buy	49,652 +3,800	+8%	+$481K	0.53%	54
2016 Q2	$5.64M	Buy	45,852 +6,400	+16%	+$788K	0.54%	52
2016 Q1	$4.64M	Sell	39,452 -6,000	-13%	-$705K	0.55%	51
2015 Q4	$4.74M	Sell	45,452 -6,000	-12%	-$626K	0.53%	55
2015 Q3	$5.09M	Sell	51,452 -4,400	-8%	-$435K	0.53%	55
2015 Q2	$7.83M	Buy	55,852 +8,400	+18%	+$1.18M	0.54%	57
2015 Q1	$6.75M	Sell	47,452 -5,600	-11%	-$797K	0.52%	54
2014 Q4	$7.14M	Sell	53,052 -2,700	-5%	-$363K	0.51%	56
2014 Q3	$9.71M	Sell	55,752 -5,400	-9%	-$940K	0.59%	56
2014 Q2	$11M	Sell	61,152 -12,600	-17%	-$2.26M	0.56%	53
2014 Q1	$11.3M	Sell	73,752 -16,500	-18%	-$2.53M	0.51%	57
2013 Q4	$16.7M	Sell	90,252 -19,000	-17%	-$3.51M	0.63%	52
2013 Q3	$22.3M	Sell	109,252 -9,100	-8%	-$1.86M	0.75%	45
2013 Q2	$19.5M	Buy	+118,352	New	+$19.5M	0.64%	52