Nicholas Investment Partners’s METLIFE, INC. COM EQUITY UNIT MLU Stock Holding History

Nicholas Investment Partners’s Portfolio MLU Stock Details MLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-116,390	Closed	-$3.72M	–	353
2014 Q2	$3.72M	Hold	116,390	–	–	0.22%	155
2014 Q1	$3.58M	Sell	116,390 -75,365	-39%	-$2.28M	0.3%	104
2013 Q4	$6.05M	Buy	191,755 +50,000	+35%	+$1.5M	0.46%	42
2013 Q3	$4.06M	Sell	141,755 -18,173	-11%	-$633K	0.34%	65
2013 Q2	$5.58M	Buy	+159,928	New	+$5.24M	0.52%	41

Other funds holding MLU

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Calamos Advisors Naperville, Illinois $28.2B AUM 21.78% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

CAM

Camden Asset Management Los Angeles, California $2.94B AUM 14.59% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.99B AUM 3.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

AIM

Assured Investment Management New York $79.5M AUM 115.55% 1-Year Est. Return

KKRC

Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return

Nicholas Investment Partners's MLU Position: Q3 2014 in Review

Nicholas Investment Partners sold out of METLIFE, INC. COM EQUITY UNIT (MLU) in Q3 2014, closing a stake of 116,390 shares — an estimated $3.72M sold.

Nicholas Investment Partners first reported a position in MLU in Q2 2013 and held it in 5 quarters. The position peaked at $6.05M in Q4 2013. 54 funds tracked by Wall St. Rank hold MLU as of Q3 2014.

Nicholas Investment Partners reported no remaining METLIFE, INC. COM EQUITY UNIT position as of Q3 2014 after selling out during the quarter.
Nicholas Investment Partners sold 116,390 METLIFE, INC. COM EQUITY UNIT shares in Q3 2014, an estimated $3.72M.
Nicholas Investment Partners first reported a position in METLIFE, INC. COM EQUITY UNIT in Q2 2013 and held it in 5 quarters.
Nicholas Investment Partners's METLIFE, INC. COM EQUITY UNIT position peaked at $6.05M in Q4 2013.
54 funds tracked by Wall St. Rank held METLIFE, INC. COM EQUITY UNIT as of Q3 2014.

Based on Nicholas Investment Partners's 13F filing for Q3 2014, filed 5 Nov 2014.