Nicholas Investment Partners’s Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES FLG.PRU Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-28,045	Closed	-$1.41M	–	279
2017 Q1	$1.41M	Hold	28,045	–	–	0.1%	232
2016 Q4	$1.4M	Buy	+28,045	New	+$1.4M	0.11%	243
2014 Q1	–	Sell	-45,055	Closed	-$2.22M	–	329
2013 Q4	$2.22M	Hold	45,055	–	–	0.17%	186
2013 Q3	$2.19M	Buy	+45,055	New	+$2.19M	0.18%	199