Next Financial Group’s VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, UWTI Stock Holding History

Next Financial Group’s Portfolio UWTI Stock Details UWTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,000	Closed	-$48K	–	2568
2016 Q3	$48K	Buy	+2,000	New	+$45.6K	0.01%	965

Other funds holding UWTI

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

FMP

Financial Management Professionals Austin, Texas $1.05B AUM 21.07% 1-Year Est. Return

Next Financial Group's UWTI Position: Q4 2016 in Review

Next Financial Group sold out of VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, (UWTI) in Q4 2016, closing a stake of 2,000 shares — an estimated $48K sold.

Next Financial Group first reported a position in UWTI in Q3 2016 and held it in 1 quarter. The position peaked at $48K in Q3 2016. 5 funds tracked by Wall St. Rank hold UWTI as of Q4 2016.

Next Financial Group reported no remaining VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, position as of Q4 2016 after selling out during the quarter.
Next Financial Group sold 2,000 VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, shares in Q4 2016, an estimated $48K.
Next Financial Group first reported a position in VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, in Q3 2016 and held it in 1 quarter.
Next Financial Group's VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, position peaked at $48K in Q3 2016.
5 funds tracked by Wall St. Rank held VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, as of Q4 2016.

Based on Next Financial Group's 13F filing for Q4 2016, filed 2 Feb 2017.