Next Financial Group’s TOP Ships TOPS Stock Holding History

Next Financial Group’s Portfolio TOPS Stock Details TOPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Hold	0	–	–	–	1863
2015 Q4	–	Hold	0	–	–	–	1943
2015 Q3	–	Hold	0	–	–	–	1956
2015 Q2	–	Hold	0	–	–	–	1958
2015 Q1	–	Hold	0	–	–	–	1965
2014 Q4	–	Hold	0	–	–	–	2339
2014 Q3	–	Hold	0	–	–	–	2564

Other funds holding TOPS

Mount Lucas Management Newtown, Pennsylvania $271M AUM 25.49% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return