Next Financial Group’s Tompkins Financial TMP Stock Holding History

Next Financial Group’s Portfolio TMP Stock Details TMP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-100	Closed	-$9K	–	1309
2017 Q3	$9K	Hold	100	–	–	﹤0.01%	1262
2017 Q2	$8K	Hold	100	–	–	﹤0.01%	1415
2017 Q1	$8K	Hold	100	–	–	﹤0.01%	1374
2016 Q4	$9K	Hold	100	–	–	﹤0.01%	1706
2016 Q3	$8K	Hold	100	–	–	﹤0.01%	1773
2016 Q2	$6K	Sell	100 -1,565	-94%	-$103K	﹤0.01%	1373
2016 Q1	$106K	Sell	1,665 -100	-6%	-$5.7K	0.04%	415
2015 Q4	$99K	Hold	1,765	–	–	0.04%	427
2015 Q3	$94K	Buy	1,765 +310	+21%	+$16.5K	0.03%	447
2015 Q2	$78K	Hold	1,455	–	–	0.03%	541
2015 Q1	$78K	Hold	1,455	–	–	0.03%	537
2014 Q4	$80K	Hold	1,455	–	–	0.03%	525
2014 Q3	$64K	Buy	+1,455	New	+$66.2K	0.01%	835

Other funds holding TMP

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Tompkins Financial Ithaca, New York $1.43B AUM 24.87% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

BTW

Boston Trust Walden Boston, Massachusetts $13.1B AUM 24.63% 1-Year Est. Return

CPIA

Cornell Pochily Investment Advisors Ithaca, New York $372M AUM 29.32% 1-Year Est. Return

Next Financial Group's TMP Position: Q4 2017 in Review

Next Financial Group sold out of Tompkins Financial (TMP) in Q4 2017, closing a stake of 100 shares — an estimated $9K sold.

Next Financial Group first reported a position in TMP in Q3 2014 and held it in 13 quarters. The position peaked at $106K in Q1 2016. 137 funds tracked by Wall St. Rank hold TMP as of Q4 2017.

Next Financial Group reported no remaining Tompkins Financial position as of Q4 2017 after selling out during the quarter.
Next Financial Group sold 100 Tompkins Financial shares in Q4 2017, an estimated $9K.
Next Financial Group first reported a position in Tompkins Financial in Q3 2014 and held it in 13 quarters.
Next Financial Group's Tompkins Financial position peaked at $106K in Q1 2016.
137 funds tracked by Wall St. Rank held Tompkins Financial as of Q4 2017.

Based on Next Financial Group's 13F filing for Q4 2017, filed 16 Jan 2018.