Next Financial Group’s ProShares Short VIX Short-Term Futures ETF SVXY Stock Holding History

Next Financial Group’s Portfolio SVXY Stock Details SVXY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,100	Closed	-$81K	–	2479
2016 Q3	$81K	Sell	1,100 -500	-31%	-$33.5K	0.01%	749
2016 Q2	$78K	Hold	1,600	–	–	0.02%	538
2016 Q1	$80K	Hold	1,600	–	–	0.03%	489
2015 Q4	$80K	Buy	+1,600	New	+$90.3K	0.03%	494
2015 Q2	–	Sell	-30	Closed	-$2K	–	1950
2015 Q1	$2K	Sell	30 -10	-25%	-$602	﹤0.01%	1712
2014 Q4	$2K	Sell	40 -5,240	-99%	-$360K	﹤0.01%	1744
2014 Q3	$396K	Buy	+5,280	New	+$444K	0.08%	285

Other funds holding SVXY

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SKK

Shepherd Kaplan Krochuk Boston, Massachusetts $119M AUM 8.32% 1-Year Est. Return

HAP Trading New York $1.42B AUM 41.92% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Next Financial Group's SVXY Position: Q4 2016 in Review

Next Financial Group sold out of ProShares Short VIX Short-Term Futures ETF (SVXY) in Q4 2016, closing a stake of 1,100 shares — an estimated $81K sold.

Next Financial Group first reported a position in SVXY in Q3 2014 and held it in 7 quarters. The position peaked at $396K in Q3 2014. 32 funds tracked by Wall St. Rank hold SVXY as of Q4 2016.

Next Financial Group reported no remaining ProShares Short VIX Short-Term Futures ETF position as of Q4 2016 after selling out during the quarter.
Next Financial Group sold 1,100 ProShares Short VIX Short-Term Futures ETF shares in Q4 2016, an estimated $81K.
Next Financial Group first reported a position in ProShares Short VIX Short-Term Futures ETF in Q3 2014 and held it in 7 quarters.
Next Financial Group's ProShares Short VIX Short-Term Futures ETF position peaked at $396K in Q3 2014.
32 funds tracked by Wall St. Rank held ProShares Short VIX Short-Term Futures ETF as of Q4 2016.

Based on Next Financial Group's 13F filing for Q4 2016, filed 2 Feb 2017.