Next Financial Group’s Invesco Dorsey Wright Utilities Momentum ETF PUI Stock Holding History

Next Financial Group’s Portfolio PUI Stock Details PUI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-13,239	Closed	-$388K	–	2209
2020 Q2	$388K	Sell	13,239 -532	-4%	-$16K	0.05%	345
2020 Q1	$397K	Buy	13,771 +12,100	+724%	+$408K	0.05%	326
2019 Q4	$57K	Sell	1,671 -2,083	-55%	-$70.8K	0.01%	1141
2019 Q3	$131K	Sell	3,754 -41	-1%	-$1.38K	0.01%	823
2019 Q2	$123K	Buy	+3,795	New	+$122K	0.01%	839
2019 Q1	–	Sell	-1,049	Closed	-$30K	–	2013
2018 Q4	$30K	Buy	+1,049	New	+$31K	0.01%	967
2015 Q2	–	Sell	-1,627	Closed	-$37K	–	1936
2015 Q1	$37K	Buy	1,627 +3	+0.2%	+$70	0.01%	765
2014 Q4	$39K	Buy	1,624 +9	+0.6%	+$208	0.01%	740
2014 Q3	$35K	Buy	+1,615	New	+$36.3K	0.01%	1134

Other funds holding PUI

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAL

Capital Advisors Ltd Shaker Heights, Ohio $991M AUM 19.82% 1-Year Est. Return

Trek Financial Scottsdale, Arizona $1.88B AUM 41.21% 1-Year Est. Return

Next Financial Group's PUI Position: Q3 2020 in Review

Next Financial Group sold out of Invesco Dorsey Wright Utilities Momentum ETF (PUI) in Q3 2020, closing a stake of 13,239 shares — an estimated $388K sold.

Next Financial Group first reported a position in PUI in Q3 2014 and held it in 9 quarters. The position peaked at $397K in Q1 2020. 32 funds tracked by Wall St. Rank hold PUI as of Q3 2020.

Next Financial Group reported no remaining Invesco Dorsey Wright Utilities Momentum ETF position as of Q3 2020 after selling out during the quarter.
Next Financial Group sold 13,239 Invesco Dorsey Wright Utilities Momentum ETF shares in Q3 2020, an estimated $388K.
Next Financial Group first reported a position in Invesco Dorsey Wright Utilities Momentum ETF in Q3 2014 and held it in 9 quarters.
Next Financial Group's Invesco Dorsey Wright Utilities Momentum ETF position peaked at $397K in Q1 2020.
32 funds tracked by Wall St. Rank held Invesco Dorsey Wright Utilities Momentum ETF as of Q3 2020.

Based on Next Financial Group's 13F filing for Q3 2020, filed 22 Oct 2020.