Next Financial Group’s Nuveen Select Maturities Municipal Fund NIM Stock Holding History

Next Financial Group’s Portfolio NIM Stock Details NIM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-11,650	Closed	-$120K	–	994
2017 Q3	$120K	Sell	11,650 -300	-3%	-$3.08K	0.03%	438
2017 Q2	$121K	Hold	11,950	–	–	0.03%	486
2017 Q1	$120K	Hold	11,950	–	–	0.03%	438
2016 Q4	$117K	Buy	+11,950	New	+$120K	0.02%	631
2016 Q2	–	Sell	-6,900	Closed	-$72K	–	1812
2016 Q1	$72K	Buy	6,900 +1,000	+17%	+$10.4K	0.03%	521
2015 Q4	$60K	Hold	5,900	–	–	0.02%	571
2015 Q3	$59K	Buy	5,900 +500	+9%	+$5.04K	0.02%	583
2015 Q2	$54K	Buy	+5,400	New	+$56.1K	0.02%	641

Other funds holding NIM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

JIR

James Investment Research Alpha, Ohio $891M AUM 30.4% 1-Year Est. Return

AIM

Anchor Investment Management Columbia, South Carolina $1.2B AUM 17.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Next Financial Group's NIM Position: Q4 2017 in Review

Next Financial Group sold out of Nuveen Select Maturities Municipal Fund (NIM) in Q4 2017, closing a stake of 11,650 shares — an estimated $120K sold.

Next Financial Group first reported a position in NIM in Q2 2015 and held it in 8 quarters. The position peaked at $121K in Q2 2017. 38 funds tracked by Wall St. Rank hold NIM as of Q4 2017.

Next Financial Group reported no remaining Nuveen Select Maturities Municipal Fund position as of Q4 2017 after selling out during the quarter.
Next Financial Group sold 11,650 Nuveen Select Maturities Municipal Fund shares in Q4 2017, an estimated $120K.
Next Financial Group first reported a position in Nuveen Select Maturities Municipal Fund in Q2 2015 and held it in 8 quarters.
Next Financial Group's Nuveen Select Maturities Municipal Fund position peaked at $121K in Q2 2017.
38 funds tracked by Wall St. Rank held Nuveen Select Maturities Municipal Fund as of Q4 2017.

Based on Next Financial Group's 13F filing for Q4 2017, filed 16 Jan 2018.