Next Financial Group’s LifeLock, Inc. LOCK Stock Holding History

Next Financial Group’s Portfolio LOCK Stock Details LOCK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-300	Closed	-$5K	–	2562
2016 Q3	$5K	Buy	+300	New	+$4.94K	﹤0.01%	1965
2015 Q4	–	Sell	-100	Closed	–	–	2035
2015 Q3	$0	Sell	100 -700	-88%	-$6.9K	﹤0.01%	2048
2015 Q2	$13K	Hold	800	–	–	﹤0.01%	1190
2015 Q1	$11K	Hold	800	–	–	﹤0.01%	1219
2014 Q4	$15K	Buy	800 +500	+167%	+$8.24K	0.01%	1107
2014 Q3	$4K	Buy	+300	New	+$4.22K	﹤0.01%	2191

Other funds holding LOCK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

DVC

Deer VI & Co Larchmont, New York $2.23M AUM 9.32% 1-Year Est. Return

PGP

Prescott General Partners Boca Raton, Florida $1.37B AUM 23.81% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

Nokota Management New York $165M AUM

Antipodean Advisors New York $19.5M AUM 6.21% 1-Year Est. Return

Omni Partners London, United Kingdom $2.03B AUM 126.33% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Next Financial Group's LOCK Position: Q4 2016 in Review

Next Financial Group sold out of LifeLock, Inc. (LOCK) in Q4 2016, closing a stake of 300 shares — an estimated $5K sold.

Next Financial Group first reported a position in LOCK in Q3 2014 and held it in 6 quarters. The position peaked at $15K in Q4 2014. 175 funds tracked by Wall St. Rank hold LOCK as of Q4 2016.

Next Financial Group reported no remaining LifeLock, Inc. position as of Q4 2016 after selling out during the quarter.
Next Financial Group sold 300 LifeLock, Inc. shares in Q4 2016, an estimated $5K.
Next Financial Group first reported a position in LifeLock, Inc. in Q3 2014 and held it in 6 quarters.
Next Financial Group's LifeLock, Inc. position peaked at $15K in Q4 2014.
175 funds tracked by Wall St. Rank held LifeLock, Inc. as of Q4 2016.

Based on Next Financial Group's 13F filing for Q4 2016, filed 2 Feb 2017.