NFG
FMK

Next Financial Group’s First Trust Mega Cap AlphaDEX Fund FMK Stock Holding History

Next Financial Group’s Portfolio FMK Stock Details FMK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-1,500
Closed -$37K – 1986
2015
Q3 		$37K Hold
1,500
– – 0.01% 740
2015
Q2 		$40K Hold
1,500
– – 0.01% 752
2015
Q1 		$40K Hold
1,500
– – 0.01% 743
2014
Q4 		$40K Buy
+1,500
New +$39.3K 0.01% 733

Other funds holding FMK

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
WA
WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

Next Financial Group's FMK Position: Q4 2015 in Review

Next Financial Group sold out of First Trust Mega Cap AlphaDEX Fund (FMK) in Q4 2015, closing a stake of 1,500 shares — an estimated $37K sold.

Next Financial Group first reported a position in FMK in Q4 2014 and held it in 4 quarters. The position peaked at $40K in Q2 2015. 16 funds tracked by Wall St. Rank hold FMK as of Q4 2015.

  • Next Financial Group reported no remaining First Trust Mega Cap AlphaDEX Fund position as of Q4 2015 after selling out during the quarter.
  • Next Financial Group sold 1,500 First Trust Mega Cap AlphaDEX Fund shares in Q4 2015, an estimated $37K.
  • Next Financial Group first reported a position in First Trust Mega Cap AlphaDEX Fund in Q4 2014 and held it in 4 quarters.
  • Next Financial Group's First Trust Mega Cap AlphaDEX Fund position peaked at $40K in Q2 2015.
  • 16 funds tracked by Wall St. Rank held First Trust Mega Cap AlphaDEX Fund as of Q4 2015.

Based on Next Financial Group's 13F filing for Q4 2015, filed 2 Feb 2016.