Next Financial Group’s BlackRock Debt Strategies Fund DSU Stock Holding History

Next Financial Group’s Portfolio DSU Stock Details DSU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-166	Closed	-$2K	–	1790
2017 Q2	$2K	Hold	166	–	–	﹤0.01%	1718
2017 Q1	$2K	Sell	166 -2,695	-94%	-$31K	﹤0.01%	1680
2016 Q4	$32K	Sell	2,861 -1	-0%	-$11	0.01%	1137
2016 Q3	$31K	Buy	+2,862	New	+$31.3K	0.01%	1158
2014 Q4	–	Sell	-2,357	Closed	-$27K	–	1984
2014 Q3	$27K	Hold	2,357	–	–	0.01%	1243
2014 Q2	$28K	Buy	+2,357	New	+$29K	0.01%	492

Other funds holding DSU

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

OHA

Oak Hill Advisors New York $701M AUM 78.4% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Next Financial Group's DSU Position: Q3 2017 in Review

Next Financial Group sold out of BlackRock Debt Strategies Fund (DSU) in Q3 2017, closing a stake of 166 shares — an estimated $2K sold.

Next Financial Group first reported a position in DSU in Q2 2014 and held it in 6 quarters. The position peaked at $32K in Q4 2016. 80 funds tracked by Wall St. Rank hold DSU as of Q3 2017.

Next Financial Group reported no remaining BlackRock Debt Strategies Fund position as of Q3 2017 after selling out during the quarter.
Next Financial Group sold 166 BlackRock Debt Strategies Fund shares in Q3 2017, an estimated $2K.
Next Financial Group first reported a position in BlackRock Debt Strategies Fund in Q2 2014 and held it in 6 quarters.
Next Financial Group's BlackRock Debt Strategies Fund position peaked at $32K in Q4 2016.
80 funds tracked by Wall St. Rank held BlackRock Debt Strategies Fund as of Q3 2017.

Based on Next Financial Group's 13F filing for Q3 2017, filed 8 Nov 2017.