NFG
DSM

Next Financial Group’s BNY Mellon Strategic Municipal Bond Fund DSM Stock Holding History

Next Financial Group’s Portfolio DSM Stock Details DSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-11,111
Closed -$100K – 2380
2016
Q2 		$100K Buy
11,111
+2,173
+24% +$19K 0.03% 452
2016
Q1 		$76K Buy
8,938
+132
+1% +$1.1K 0.03% 503
2015
Q4 		$71K Buy
8,806
+135
+2% +$1.07K 0.03% 526
2015
Q3 		$67K Buy
8,671
+138
+2% +$1.07K 0.02% 542
2015
Q2 		$65K Buy
8,533
+133
+2% +$1.05K 0.02% 589
2015
Q1 		$67K Buy
+8,400
New +$67.9K 0.02% 581

Other funds holding DSM

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Fiera Capital (Canada)
Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
N
Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Next Financial Group's DSM Position: Q3 2016 in Review

Next Financial Group sold out of BNY Mellon Strategic Municipal Bond Fund (DSM) in Q3 2016, closing a stake of 11,111 shares — an estimated $100K sold.

Next Financial Group first reported a position in DSM in Q1 2015 and held it in 6 quarters. The position peaked at $100K in Q2 2016. 51 funds tracked by Wall St. Rank hold DSM as of Q3 2016.

  • Next Financial Group reported no remaining BNY Mellon Strategic Municipal Bond Fund position as of Q3 2016 after selling out during the quarter.
  • Next Financial Group sold 11,111 BNY Mellon Strategic Municipal Bond Fund shares in Q3 2016, an estimated $100K.
  • Next Financial Group first reported a position in BNY Mellon Strategic Municipal Bond Fund in Q1 2015 and held it in 6 quarters.
  • Next Financial Group's BNY Mellon Strategic Municipal Bond Fund position peaked at $100K in Q2 2016.
  • 51 funds tracked by Wall St. Rank held BNY Mellon Strategic Municipal Bond Fund as of Q3 2016.

Based on Next Financial Group's 13F filing for Q3 2016, filed 1 Nov 2016.