Next Financial Group’s Delaware Investments Dividend & Income Fund, Inc. DDF Stock Holding History

Next Financial Group’s Portfolio DDF Stock Details DDF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-6,900	Closed	-$57K	–	1977
2015 Q3	$57K	Hold	6,900	–	–	0.02%	596
2015 Q2	$68K	Hold	6,900	–	–	0.02%	578
2015 Q1	$69K	Buy	6,900 +20	+0.3%	+$199	0.02%	576
2014 Q4	$68K	Sell	6,880 -56,545	-89%	-$555K	0.02%	562
2014 Q3	$625K	Buy	63,425 +2,500	+4%	+$25.3K	0.12%	178
2014 Q2	$607K	Buy	+60,925	New	+$603K	0.32%	73

Other funds holding DDF

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Next Financial Group's DDF Position: Q4 2015 in Review

Next Financial Group sold out of Delaware Investments Dividend & Income Fund, Inc. (DDF) in Q4 2015, closing a stake of 6,900 shares — an estimated $57K sold.

Next Financial Group first reported a position in DDF in Q2 2014 and held it in 6 quarters. The position peaked at $625K in Q3 2014. 29 funds tracked by Wall St. Rank hold DDF as of Q4 2015.

Next Financial Group reported no remaining Delaware Investments Dividend & Income Fund, Inc. position as of Q4 2015 after selling out during the quarter.
Next Financial Group sold 6,900 Delaware Investments Dividend & Income Fund, Inc. shares in Q4 2015, an estimated $57K.
Next Financial Group first reported a position in Delaware Investments Dividend & Income Fund, Inc. in Q2 2014 and held it in 6 quarters.
Next Financial Group's Delaware Investments Dividend & Income Fund, Inc. position peaked at $625K in Q3 2014.
29 funds tracked by Wall St. Rank held Delaware Investments Dividend & Income Fund, Inc. as of Q4 2015.

Based on Next Financial Group's 13F filing for Q4 2015, filed 2 Feb 2016.