Next Financial Group’s UBS Asset Management Income Fund, Inc. CIK Stock Holding History

Next Financial Group’s Portfolio CIK Stock Details CIK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$36K	Buy	+10,457	New	+$36K	﹤0.01%	1625
2017 Q2	–	Sell	-1,600	Closed	-$5K	–	1909
2017 Q1	$5K	Hold	1,600	–	–	﹤0.01%	1499
2016 Q4	$5K	Hold	1,600	–	–	﹤0.01%	1916
2016 Q3	$5K	Hold	1,600	–	–	﹤0.01%	1915
2016 Q2	$4K	Hold	1,600	–	–	﹤0.01%	1449
2016 Q1	$4K	Hold	1,600	–	–	﹤0.01%	1410
2015 Q4	$4K	Hold	1,600	–	–	﹤0.01%	1437
2015 Q3	$4K	Hold	1,600	–	–	﹤0.01%	1467
2015 Q2	$5K	Hold	1,600	–	–	﹤0.01%	1467
2015 Q1	$5K	Hold	1,600	–	–	﹤0.01%	1474
2014 Q4	$5K	Sell	1,600 -37,781	-96%	-$127K	﹤0.01%	1478
2014 Q3	$135K	Buy	39,381 +503	+1%	+$1.79K	0.03%	569
2014 Q2	$137K	Buy	+38,878	New	+$141K	0.07%	197

Other funds holding CIK

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.97B AUM 32.34% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $27.6B AUM 23.56% 1-Year Est. Return

ICM

IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Next Financial Group's CIK Position: Q4 2021 in Review

Next Financial Group opened a new position in UBS Asset Management Income Fund, Inc. (CIK) in Q4 2021: 10,457 shares worth $36K. The stake represents ﹤0.01% of the portfolio and ranks #1625 among its holdings. This is a return to the name: Next Financial Group previously reported a position in CIK as recently as Q1 2017.

Next Financial Group first reported a position in CIK in Q2 2014 and has held it in 13 quarters since. The position peaked at $137K in Q2 2014. 49 funds tracked by Wall St. Rank hold CIK as of Q4 2021.

Next Financial Group held 10,457 shares of UBS Asset Management Income Fund, Inc. worth $36K as of Q4 2021.
UBS Asset Management Income Fund, Inc. was a new Next Financial Group position in Q4 2021.
UBS Asset Management Income Fund, Inc. made up ﹤0.01% of Next Financial Group's portfolio in Q4 2021, its #1625 holding.
Next Financial Group first reported a position in UBS Asset Management Income Fund, Inc. in Q2 2014 and has held it in 13 quarters since.
Next Financial Group's UBS Asset Management Income Fund, Inc. position peaked at $137K in Q2 2014.
49 funds tracked by Wall St. Rank held UBS Asset Management Income Fund, Inc. as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.