Next Financial Group’s VictoryShares US EQ Income Enhanced Volatility Wtd ETF CDC Stock Holding History

Next Financial Group’s Portfolio CDC Stock Details CDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$87K	Sell	1,251 -1,749	-58%	-$118K	0.01%	1236
2021 Q3	$193K	Hold	3,000	–	–	0.02%	853
2021 Q2	$194K	Hold	3,000	–	–	0.02%	836
2021 Q1	$187K	Hold	3,000	–	–	0.02%	798
2020 Q4	$161K	Hold	3,000	–	–	0.02%	792
2020 Q3	$142K	Buy	+3,000	New	+$143K	0.02%	736
2020 Q2	–	Sell	-3,000	Closed	-$124K	–	799
2020 Q1	$124K	Hold	3,000	–	–	0.02%	693
2019 Q4	$147K	Sell	3,000 -1,000	-25%	-$47.4K	0.02%	801
2019 Q3	$186K	Hold	4,000	–	–	0.02%	702
2019 Q2	$182K	Buy	4,000 +700	+21%	+$31.5K	0.02%	697
2019 Q1	$147K	Sell	3,300 -2,202	-40%	-$96.2K	0.04%	437
2018 Q4	$233K	Buy	5,502 +2,100	+62%	+$95.3K	0.05%	359
2018 Q3	$161K	Buy	+3,402	New	+$162K	0.07%	250
2017 Q4	–	Sell	-4,402	Closed	-$198K	–	426
2017 Q3	$198K	Buy	4,402 +500	+13%	+$21.9K	0.06%	319
2017 Q2	$169K	Hold	3,902	–	–	0.04%	400
2017 Q1	$168K	Buy	3,902 +500	+15%	+$21.1K	0.05%	350
2016 Q4	$141K	Buy	3,402 +1,956	+135%	+$78.5K	0.02%	579
2016 Q3	$57K	Buy	1,446 +501	+53%	+$19.8K	0.01%	890
2016 Q2	$36K	Hold	945	–	–	0.01%	754
2016 Q1	$35K	Buy	945 +195	+26%	+$6.9K	0.01%	732
2015 Q4	$26K	Sell	750 -2,748	-79%	-$98.6K	0.01%	832
2015 Q3	$120K	Buy	3,498 +22	+0.6%	+$778	0.04%	381
2015 Q2	$122K	Buy	3,476 +2,726	+363%	+$99.3K	0.04%	412
2015 Q1	$27K	Hold	750	–	–	0.01%	874
2014 Q4	$28K	Buy	750 +400	+114%	+$14.3K	0.01%	856
2014 Q3	$12K	Buy	+350	New	+$12.2K	﹤0.01%	1662

Other funds holding CDC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

GWAG

Garrett Wealth Advisory Group Weatherford, Texas $651M AUM 23.69% 1-Year Est. Return

Next Financial Group's CDC Position: Q4 2021 in Review

Next Financial Group reduced its VictoryShares US EQ Income Enhanced Volatility Wtd ETF (CDC) stake by 58% in Q4 2021, selling an estimated $118K and leaving 1,251 shares worth $87K. The position accounts for 0.01% of the portfolio, ranked #1236.

Next Financial Group first reported a position in CDC in Q3 2014 and has held it in 26 quarters since. The position peaked at $233K in Q4 2018. 93 funds tracked by Wall St. Rank hold CDC as of Q4 2021.

Next Financial Group held 1,251 shares of VictoryShares US EQ Income Enhanced Volatility Wtd ETF worth $87K as of Q4 2021.
Next Financial Group sold 1,749 VictoryShares US EQ Income Enhanced Volatility Wtd ETF shares in Q4 2021, an estimated $118K.
VictoryShares US EQ Income Enhanced Volatility Wtd ETF made up 0.01% of Next Financial Group's portfolio in Q4 2021, its #1236 holding.
Next Financial Group first reported a position in VictoryShares US EQ Income Enhanced Volatility Wtd ETF in Q3 2014 and has held it in 26 quarters since.
Next Financial Group's VictoryShares US EQ Income Enhanced Volatility Wtd ETF position peaked at $233K in Q4 2018.
93 funds tracked by Wall St. Rank held VictoryShares US EQ Income Enhanced Volatility Wtd ETF as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.