Next Financial Group’s AngloGold Ashanti AU Stock Holding History

Next Financial Group’s Portfolio AU Stock Details AU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-9,065	Closed	-$166K	–	2350
2019 Q3	$166K	Buy	+9,065	New	+$180K	0.02%	741
2015 Q3	–	Sell	-600	Closed	-$5K	–	1815
2015 Q2	$5K	Hold	600	–	–	﹤0.01%	1465
2015 Q1	$5K	Buy	600 +100	+20%	+$1.07K	﹤0.01%	1469
2014 Q4	$4K	Sell	500 -1,700	-77%	-$16K	﹤0.01%	1560
2014 Q3	$26K	Hold	2,200	–	–	0.01%	1258
2014 Q2	$39K	Buy	+2,200	New	+$37.6K	0.02%	409

Other funds holding AU

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Paulson & Co New York $3.11B AUM 94.93% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Ruffer LLP London, United Kingdom $2.44B AUM 44.75% 1-Year Est. Return

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

RAA

RWC Asset Advisors Miami, Florida $464M AUM 93.73% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Next Financial Group's AU Position: Q4 2019 in Review

Next Financial Group sold out of AngloGold Ashanti (AU) in Q4 2019, closing a stake of 9,065 shares — an estimated $166K sold.

Next Financial Group first reported a position in AU in Q2 2014 and held it in 6 quarters. The position peaked at $166K in Q3 2019. 186 funds tracked by Wall St. Rank hold AU as of Q4 2019.

Next Financial Group reported no remaining AngloGold Ashanti position as of Q4 2019 after selling out during the quarter.
Next Financial Group sold 9,065 AngloGold Ashanti shares in Q4 2019, an estimated $166K.
Next Financial Group first reported a position in AngloGold Ashanti in Q2 2014 and held it in 6 quarters.
Next Financial Group's AngloGold Ashanti position peaked at $166K in Q3 2019.
186 funds tracked by Wall St. Rank held AngloGold Ashanti as of Q4 2019.

Based on Next Financial Group's 13F filing for Q4 2019, filed 21 Jan 2020.