NAM

Nexpoint Asset Management Portfolio holdings

AUM $1.05B
This Quarter Return
+7.35%
1 Year Return
+34.18%
3 Year Return
+214.37%
5 Year Return
+779.8%
10 Year Return
–
AUM
$706M
AUM Growth
+$706M
Cap. Flow
+$111M
Cap. Flow %
15.72%
Top 10 Hldgs %
47.57%
Holding
294
New
118
Increased
23
Reduced
16
Closed
72

Top Buys

1
CONE
CyrusOne Inc Common Stock
CONE
$45.2M
2
CIT
CIT Group Inc.
CIT
$33M
3
INFO
IHS Markit Ltd. Common Shares
INFO
$31M
4
MNR
Monmouth Real Estate Investment Corp
MNR
$19M
5
MGLN
Magellan Health Services, Inc.
MGLN
$18.9M

Top Sells

1
MDLA
Medallia, Inc.
MDLA
$39.6M
2
STMP
Stamps.com, Inc.
STMP
$31.3M
3
CLDR
Cloudera, Inc.
CLDR
$27.7M
4
LORL
Loral Space and Communications, Inc.
LORL
$21.2M
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
$20.1M

Sector Composition

1 Financials 22.52%
2 Real Estate 19.64%
3 Healthcare 13.79%
4 Energy 7.95%
5 Communication Services 4.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEX
201
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$62K 0.01%
17,344
– –
LIONW
202
DELISTED
Lionheart III Corp Warrant
LIONW
$55K 0.01%
+122,455
New +$55K
CEROW icon
203
CERo Therapeutics Holdings, Inc. Warrants
CEROW
$165K
$46K 0.01%
+108,741
New +$46K
JMACW
204
DELISTED
Maxpro Capital Acquisition Corp. Warrants
JMACW
$28K ﹤0.01%
+71,084
New +$28K
SEPAW
205
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$22K ﹤0.01%
+50,086
New +$22K
SIERW
206
DELISTED
Sierra Lake Acquisition Corp. Warrant
SIERW
$14K ﹤0.01%
+30,000
New +$14K
BNNRW
207
DELISTED
Banner Acquisition Corp. Warrants
BNNRW
$13K ﹤0.01%
+24,297
New +$13K
DTRTW
208
DELISTED
DTRT Health Acquisition Corp. Warrant
DTRTW
$12K ﹤0.01%
+25,000
New +$12K
SFRWW
209
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$7K ﹤0.01%
12,612
– –
AEON.WS
210
DELISTED
AEON Biopharma, Inc. Warrants, each whole warrant exercisable to purchase one share of Class A Common Stock at an exercise price of $11.50 per share
AEON.WS
$7K ﹤0.01%
13,333
– –
ZURAW
211
DELISTED
Zura Bio Limited Warrants
ZURAW
$6K ﹤0.01%
13,605
-1,895
-12% -$836
STMP
212
DELISTED
Stamps.com, Inc.
STMP
– –
-94,817
Closed -$31.3M
QADA
213
DELISTED
QAD Inc.
QADA
– –
-63,408
Closed -$5.54M
FATPW
214
DELISTED
Fat Projects Acquisition Corp Warrant
FATPW
$0 ﹤0.01%
+150,000
New –
CDOR
215
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
– –
-15,616
Closed -$109K
ALTA
216
DELISTED
Altabancorp Common Stock
ALTA
– –
-240,518
Closed -$10.6M
BOCH
217
DELISTED
Bank of Commerce Holdings (CA)
BOCH
– –
-322,310
Closed -$4.89M
LDL
218
DELISTED
Lydall, Inc.
LDL
– –
-14,565
Closed -$904K
XEC
219
DELISTED
CIMAREX ENERGY CO
XEC
– –
-77,056
Closed -$6.72M
CLDR
220
DELISTED
Cloudera, Inc.
CLDR
– –
-1,733,912
Closed -$27.7M
GPX
221
DELISTED
GP Strategies Corp.
GPX
– –
-71,471
Closed -$1.48M
CSOD
222
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-350,979
Closed -$20.1M
PMBC
223
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-66,429
Closed -$612K
SLCT
224
DELISTED
Select Bancorp, Inc.
SLCT
– –
-194,248
Closed -$3.35M
SIC
225
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-349,694
Closed -$5.04M
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9
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