NAM

Nexpoint Asset Management Portfolio holdings

AUM $1.05B
1-Year Return 34.18%
This Quarter Return
+21.61%
1 Year Return
+34.18%
3 Year Return
+214.37%
5 Year Return
+779.8%
10 Year Return
–
AUM
$304M
AUM Growth
-$135M
Cap. Flow
-$177M
Cap. Flow %
-58.3%
Top 10 Hldgs %
43.66%
Holding
200
New
44
Increased
4
Reduced
23
Closed
59

Top Buys

1
TIF
Tiffany & Co.
TIF
$7.27M
2
CXO
CONCHO RESOURCES INC.
CXO
$7.22M
3
RP
RealPage, Inc.
RP
$3.97M
4
PE
PARSLEY ENERGY INC
PE
$3.72M
5
FBM
Foundation Building Materials, Inc. Common Stock
FBM
$3.59M

Top Sells

1
VST icon
Vistra
VST
$45.4M
2
AVYA
Avaya Holdings Corp. Common Stock
AVYA
$38.9M
3
CSTL icon
Castle Biosciences
CSTL
$36.4M
4
ARCH
Arch Resources, Inc.
ARCH
$15.6M
5
BHR.PRB
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$14.1M

Sector Composition

1 Healthcare 16.93%
2 Energy 14.98%
3 Technology 14.49%
4 Real Estate 11.53%
5 Utilities 9.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CAPAU
176
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
– –
-19,201
Closed -$194K
VSPRU
177
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
– –
-40,000
Closed -$410K
MR
178
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-87,146
Closed -$383K
JCAP
179
DELISTED
Jernigan Capital, Inc.
JCAP
– –
-164,918
Closed -$2.83M
BITA
180
DELISTED
Bitauto Holdings Limited
BITA
– –
-22,051
Closed -$347K
HCCOU
181
DELISTED
Healthcare Merger Corp. Units
HCCOU
– –
-27,386
Closed -$296K
LVGO
182
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-23,762
Closed -$3.33M
IMMU
183
DELISTED
Immunomedics Inc
IMMU
– –
-55,200
Closed -$4.69M
RST
184
DELISTED
ROSETTA STONE INC
RST
– –
-59,350
Closed -$1.78M
AIMT
185
DELISTED
Aimmune Therapeutics, Inc.
AIMT
– –
-62,591
Closed -$2.16M
AKCA
186
DELISTED
Akcea Therapeutics, Inc. Common Stock
AKCA
– –
-36,953
Closed -$670K
VSLR
187
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-64,566
Closed -$2.73M
AMTD
188
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-48,172
Closed -$1.89M
ETFC
189
DELISTED
E*Trade Financial Corporation
ETFC
– –
-51,348
Closed -$2.57M
INWK
190
DELISTED
InnerWorkings, Inc.
INWK
– –
-131,335
Closed -$393K
CIIC
191
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-28,977
Closed -$292K
CFIIU
192
DELISTED
CF Finance Acquisition Corp. II Unit
CFIIU
– –
-13,300
Closed -$134K
PCPL.U
193
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
– –
-152,312
Closed -$1.57M
NGHC
194
DELISTED
National General Holdings Corp
NGHC
– –
-72,947
Closed -$2.46M
PRCP
195
DELISTED
Perceptron Inc
PRCP
– –
-58,000
Closed -$394K
GLIBA
196
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-22,400
Closed -$1.84M
MNTA
197
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-61,856
Closed -$3.25M
ARCH
198
DELISTED
Arch Resources, Inc.
ARCH
– –
-367,685
Closed -$15.6M
MOBL
199
DELISTED
MobileIron, Inc.
MOBL
– –
-56,670
Closed -$397K
BHVN
200
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-6,000
Closed -$390K
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