NAM

Nexpoint Asset Management Portfolio holdings

AUM $1.05B
1-Year Return 34.18%
This Quarter Return
-24.99%
1 Year Return
+34.18%
3 Year Return
+214.37%
5 Year Return
+779.8%
10 Year Return
–
AUM
$427M
AUM Growth
-$648M
Cap. Flow
-$251M
Cap. Flow %
-58.76%
Top 10 Hldgs %
51.26%
Holding
330
New
53
Increased
17
Reduced
97
Closed
112

Top Buys

1
SVXY icon
ProShares Short VIX Short-Term Futures ETF
SVXY
$11.5M
2
OMN
OMNOVA Solutions Inc.
OMN
$4.68M
3
FTSV
Forty Seven, Inc. Common Stock
FTSV
$3.77M
4
CARO
Carolina Financial Corp.
CARO
$3.04M
5
AGN
Allergan plc
AGN
$2.77M

Top Sells

1
VST icon
Vistra
VST
$37.3M
2
NXRT
NexPoint Residential Trust
NXRT
$31.4M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$11M
4
LORL
Loral Space and Communications, Inc.
LORL
$10.3M
5
PXD
Pioneer Natural Resource Co.
PXD
$7.57M

Sector Composition

1 Healthcare 16.56%
2 Technology 16.32%
3 Utilities 15.73%
4 Real Estate 10.33%
5 Energy 9.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLK icon
276
Technology Select Sector SPDR Fund
XLK
$84.1B
– –
0
– –
XLP icon
277
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
– –
0
– –
XLU icon
278
Utilities Select Sector SPDR Fund
XLU
$20.7B
– –
0
– –
XLY icon
279
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.6B
– –
0
– –
YPF icon
280
YPF
YPF
$12.1B
– –
-159,800
Closed -$1.85M
ZION icon
281
Zions Bancorporation
ZION
$8.34B
– –
-40,000
Closed -$2.08M
INVX
282
Innovex International, Inc.
INVX
$1.16B
– –
-6,420
Closed -$301K
ENLC
283
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-118,307
Closed -$725K
PXD
284
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-50,000
Closed -$7.57M
CPE
285
DELISTED
Callon Petroleum Company
CPE
– –
-7,426
Closed -$359K
GOEV
286
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-57
Closed -$267K
MMP
287
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-6,590
Closed -$414K
BKI
288
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-3,406
Closed -$220K
VNTR
289
DELISTED
Venator Materials PLC
VNTR
– –
-25,250
Closed -$97K
MDCO
290
DELISTED
Medicines Co
MDCO
– –
-23,900
Closed -$2.03M
FRC
291
DELISTED
First Republic Bank
FRC
– –
-10,000
Closed -$1.18M
LHCG
292
DELISTED
LHC Group LLC
LHCG
– –
-4,090
Closed -$563K
LOTZ
293
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-35,000
Closed -$351K
CLR
294
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-72,200
Closed -$2.48M
SHLX
295
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-10,400
Closed -$210K
GBT
296
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-16,200
Closed -$1.29M
BRG
297
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-233,732
Closed -$2.82M
CERN
298
DELISTED
Cerner Corp
CERN
– –
-50,000
Closed -$3.67M
ATH
299
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
0
– –
CSOD
300
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-5,500
Closed -$322K
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