NM
ETFC

Newtyn Management’s E*Trade Financial Corporation ETFC Stock Holding History

Newtyn Management’s Portfolio ETFC Stock Details ETFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-350,000
Closed -$4.43M – 19
2013
Q2 		$4.43M Buy
+350,000
New +$3.86M 1.93% 15

Other funds holding ETFC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
SCA
Southpoint Capital Advisors New York $4.86B AUM 34.09% 1-Year Est. Return
BRC
Blue Ridge Capital New York $215M AUM
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
CLG
Cooperman Leon G $3.05B AUM 42.78% 1-Year Est. Return

Newtyn Management's ETFC Position: Q3 2013 in Review

Newtyn Management sold out of E*Trade Financial Corporation (ETFC) in Q3 2013, closing a stake of 350,000 shares — an estimated $4.43M sold.

Newtyn Management first reported a position in ETFC in Q2 2013 and held it in 1 quarter. The position peaked at $4.43M in Q2 2013. 277 funds tracked by Wall St. Rank hold ETFC as of Q3 2013.

  • Newtyn Management reported no remaining E*Trade Financial Corporation position as of Q3 2013 after selling out during the quarter.
  • Newtyn Management sold 350,000 E*Trade Financial Corporation shares in Q3 2013, an estimated $4.43M.
  • Newtyn Management first reported a position in E*Trade Financial Corporation in Q2 2013 and held it in 1 quarter.
  • Newtyn Management's E*Trade Financial Corporation position peaked at $4.43M in Q2 2013.
  • 277 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q3 2013.

Based on Newtyn Management's 13F filing for Q3 2013, filed 14 Nov 2013.