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Newfound Research Portfolio holdings

AUM $40.8M
1-Year Est. Return 12.42%
This Fund
S&P 500
This Quarter Est. Return
+6.34%
1 Year Est. Return
-12.42%
3 Year Est. Return
+54.59%
5 Year Est. Return
+89.01%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$7.36M
Cap. Flow
-$13.8M
Cap. Flow %
-12.91%
Top 10 Hldgs %
43.43%
Holding
240
New
10
Increased
27
Reduced
134
Closed
13

Top Buys

Rank Stock Value
1
IXC icon
iShares Global Energy ETF
IXC
+$1.29M
2
IXG icon
iShares Global Financials ETF
IXG
+$895K
3
MXI icon
iShares Global Materials ETF
MXI
+$184K
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$160K
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$125K

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.61M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$1.72M
3
IXJ icon
iShares Global Healthcare ETF
IXJ
+$825K
4
IXN icon
iShares Global Tech ETF
IXN
+$755K
5
IXP icon
iShares Global Comm Services ETF
IXP
+$753K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.92%
2 Financials 0.02%
3 Healthcare 0.01%
4 Technology 0.01%
5 Consumer Staples 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
26
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$1.99M 1.87%
22,649
-7,284
-24% -$634K
FIDU icon
27
Fidelity MSCI Industrials Index ETF
FIDU
$2.3B
$1.99M 1.86%
47,269
-1,126
-2% -$46.2K
FUTY icon
28
Fidelity MSCI Utilities Index ETF
FUTY
$2.27B
$1.96M 1.84%
46,419
-487
-1% -$20.3K
FHLC icon
29
Fidelity MSCI Health Care Index ETF
FHLC
$3.49B
$1.81M 1.7%
36,468
-6,775
-16% -$315K
PFF icon
30
iShares Preferred and Income Securities ETF
PFF
$13.1B
$1.31M 1.23%
34,826
-17,902
-34% -$668K
LQD icon
31
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$1.26M 1.18%
9,872
-4,857
-33% -$618K
IDV icon
32
iShares International Select Dividend ETF
IDV
$8.6B
$752K 0.71%
22,407
-1,184
-5% -$38K
CWB icon
33
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.68B
$677K 0.64%
12,202
-7,148
-37% -$385K
PFXF icon
34
VanEck Preferred Securities ex Financials ETF
PFXF
$2.42B
$671K 0.63%
33,179
-16,894
-34% -$340K
VNQI icon
35
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$605K 0.57%
10,246
+651
+7% +$39.1K
VNQ icon
36
Vanguard Real Estate ETF
VNQ
$38.8B
$475K 0.45%
5,120
-2,491
-33% -$231K
VYM icon
37
Vanguard High Dividend Yield ETF
VYM
$82.9B
$429K 0.4%
4,582
-1,186
-21% -$108K
BWX icon
38
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$395K 0.37%
13,932
-3,476
-20% -$99.6K
TLT icon
39
iShares 20+ Year Treasury Bond ETF
TLT
$46.9B
$281K 0.26%
2,071
-1,754
-46% -$244K
ICVT icon
40
iShares Convertible Bond ETF
ICVT
$7.77B
$225K 0.21%
3,586
-2,144
-37% -$129K
QYLD icon
41
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.35B
$172K 0.16%
7,267
-1,804
-20% -$41.8K
VRP icon
42
Invesco Variable Rate Preferred ETF
VRP
$3.03B
$171K 0.16%
6,619
-3,532
-35% -$90.6K
JPUS
43
JPMorgan Diversified Return US Equity ETF
JPUS
$465M
$12K 0.01%
154
-32
-17% -$2.47K
HYD icon
44
VanEck High Yield Muni ETF
HYD
$4.34B
$9K 0.01%
141
-87
-38% -$5.59K
VLUE icon
45
iShares MSCI USA Value Factor ETF
VLUE
$9.77B
$8K 0.01%
85
-40
-32% -$3.43K
CSM icon
46
ProShares Large Cap Core Plus
CSM
$531M
$7K 0.01%
176
-62
-26% -$2.28K
HYS icon
47
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$7K 0.01%
70
-30
-30% -$2.98K
LRGF icon
48
iShares US Equity Factor ETF
LRGF
$3.72B
$7K 0.01%
199
-64
-24% -$2.12K
PSCU icon
49
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$16.8M
$7K 0.01%
127
-261
-67% -$13.5K
XLYS
50
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
$7K 0.01%
108
-71
-40% -$4.6K
1
2
3 4 5

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PSCM
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HLC
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LCM
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MCMI
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OMS
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SEM
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PIM
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Newfound Research's Q4 2019 Portfolio in Review

As of Q4 2019, Newfound Research held 240 positions worth $107M, down 6.5% from $114M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Newfound Research withdrew a net $13.8M in Q4 2019, closing 13 positions and reducing 134 holdings. Its most notable exit was Invesco Senior Loan ETF, an estimated $4.61M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Newfound Research opened a new position in Paramount Global Class B worth $1K.

  • Newfound Research's largest Q4 2019 buy was Paramount Global Class B: 17 shares worth $1K.
  • Newfound Research added most to iShares Global Energy ETF in Q4 2019, an estimated $1.29M increase.
  • Newfound Research's biggest Q4 2019 reduction was iShares Global Healthcare ETF, cutting an estimated $825K.
  • Newfound Research fully exited Invesco Senior Loan ETF in Q4 2019, selling an estimated $4.61M.
  • Newfound Research's ten largest holdings make up 43% of its $107M portfolio in Q4 2019.
  • Newfound Research opened 10 new positions and closed 13 in Q4 2019.
  • Newfound Research's portfolio value fell 6.5% quarter-over-quarter to $107M.

Based on Newfound Research's 13F filing for Q4 2019, filed 10 Feb 2020.