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Newfound Research Portfolio holdings

AUM $40.8M
1-Year Est. Return 12.42%
This Fund
S&P 500
This Quarter Est. Return
+2.63%
1 Year Est. Return
-12.42%
3 Year Est. Return
+54.59%
5 Year Est. Return
+89.01%
10 Year Est. Return
–
AUM
$105M
AUM Growth
+$9.08M
Cap. Flow
+$6.59M
Cap. Flow %
6.28%
Top 10 Hldgs %
51.55%
Holding
202
New
10
Increased
62
Reduced
39
Closed
6

Top Buys

Rank Stock Value
1
IXJ icon
iShares Global Healthcare ETF
IXJ
+$2.69M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.17M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.84M
4
RXI icon
iShares Global Consumer Discretionary ETF
RXI
+$1.74M
5
PBP icon
Invesco S&P 500 BuyWrite ETF
PBP
+$1.59M

Top Sells

Rank Stock Value
1
IXN icon
iShares Global Tech ETF
IXN
+$2.4M
2
MXI icon
iShares Global Materials ETF
MXI
+$1.92M
3
EXI icon
iShares Global Industrials ETF
EXI
+$1.84M
4
KXI icon
iShares Global Consumer Staples ETF
KXI
+$1.68M
5
IXP icon
iShares Global Comm Services ETF
IXP
+$1.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.91%
2 Financials 0.03%
3 Consumer Discretionary 0.01%
4 Consumer Staples 0.01%
5 Technology 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
26
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$1.32M 1.26%
22,696
-13,577
-37% -$789K
VNQ icon
27
Vanguard Real Estate ETF
VNQ
$38.8B
$1.3M 1.24%
15,016
+5,768
+62% +$515K
XLY icon
28
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.8B
$1.29M 1.23%
32,364
-18,450
-36% -$743K
XLV icon
29
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$1.28M 1.22%
+17,745
New +$1.31M
VYM icon
30
Vanguard High Dividend Yield ETF
VYM
$82.9B
$1.25M 1.19%
17,314
+3,250
+23% +$236K
TLT icon
31
iShares 20+ Year Treasury Bond ETF
TLT
$46.9B
$1.14M 1.08%
8,270
+3,043
+58% +$422K
VNQI icon
32
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$1.01M 0.96%
17,913
+6,878
+62% +$384K
AMJ
33
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$942K 0.9%
29,914
+11,696
+64% +$368K
XLF icon
34
State Street Financial Select Sector SPDR ETF
XLF
$56.4B
$825K 0.79%
+42,727
New +$881K
XLRE icon
35
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.41B
$197K 0.19%
+6,015
New +$202K
HYD icon
36
VanEck High Yield Muni ETF
HYD
$4.34B
$133K 0.13%
2,062
+502
+32% +$32.4K
FLOT icon
37
iShares Floating Rate Bond ETF
FLOT
$10.6B
$62K 0.06%
1,213
+242
+25% +$12.3K
HYS icon
38
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$44K 0.04%
445
+55
+14% +$5.39K
USMV icon
39
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
$41K 0.04%
911
+134
+17% +$6.2K
HDG icon
40
ProShares Hedge Replication ETF
HDG
$22.2M
$37K 0.04%
873
+164
+23% +$6.96K
IJR icon
41
iShares Core S&P Small-Cap ETF
IJR
$111B
$37K 0.04%
590
+66
+13% +$4.03K
NOBL icon
42
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$36K 0.03%
1,322
+198
+18% +$5.46K
VCIT icon
43
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$36K 0.03%
403
-39
-9% -$3.49K
MNA icon
44
IQ ARB Merger Arbitrage ETF
MNA
$255M
$32K 0.03%
1,085
+227
+26% +$6.5K
MTUM icon
45
iShares MSCI USA Momentum Factor ETF
MTUM
$24.7B
$32K 0.03%
418
+61
+17% +$4.74K
WTMF icon
46
WisdomTree Managed Futures Strategy Fund
WTMF
$262M
$30K 0.03%
717
+150
+26% +$6.26K
USDU icon
47
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$331M
$25K 0.02%
947
+199
+27% +$5.22K
RALS
48
DELISTED
ProShares RAFI Long/Short
RALS
$24K 0.02%
616
+133
+28% +$5.17K
VCLT icon
49
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$23K 0.02%
243
+53
+28% +$5.07K
SCHX icon
50
Schwab US Large- Cap ETF
SCHX
$74.5B
$18K 0.02%
2,142
+12
+0.6% +$103
1
2
3 4 5

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PSCM
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HLC
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LCM
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MCMI
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OMS
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SEM
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PIM
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Newfound Research's Q3 2016 Portfolio in Review

As of Q3 2016, Newfound Research held 202 positions worth $105M, up 9.5% from $95.9M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Newfound Research deployed $6.59M of net new capital in Q3 2016, opening 10 new positions and adding to 62 existing holdings. Its largest new stake was Invesco S&P 500 BuyWrite ETF: 76,090 shares worth $1.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Global Tech ETF, an estimated $2.4M trimmed.

  • Newfound Research's largest Q3 2016 buy was Invesco S&P 500 BuyWrite ETF: 76,090 shares worth $1.6M.
  • Newfound Research added most to iShares Global Healthcare ETF in Q3 2016, an estimated $2.69M increase.
  • Newfound Research's biggest Q3 2016 reduction was iShares Global Tech ETF, cutting an estimated $2.4M.
  • Newfound Research fully exited Micron Technology in Q3 2016, selling an estimated $1K.
  • Newfound Research's ten largest holdings make up 52% of its $105M portfolio in Q3 2016.
  • Newfound Research opened 10 new positions and closed 6 in Q3 2016.
  • Newfound Research's portfolio value rose 9.5% quarter-over-quarter to $105M.

Based on Newfound Research's 13F filing for Q3 2016, filed 8 Nov 2016.