Newfound Research’s iShares 1-3 Year Treasury Bond ETF SHY Stock Holding History

Newfound Research’s Portfolio SHY Stock Details SHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	$6.11M	Sell	75,249 -35,863	-32%	-$2.95M	14.96%	1
2022 Q2	$9.2M	Buy	111,112 +25,005	+29%	+$2.07M	19.5%	1
2022 Q1	$7.18M	Buy	+86,107	New	+$7.28M	9.33%	2
2020 Q3	–	Sell	-1,381	Closed	-$120K	–	135
2020 Q2	$120K	Sell	1,381 -891,550	-100%	-$77.2M	0.15%	40
2020 Q1	$77.4M	Buy	+892,931	New	+$76.3M	86.01%	1
2019 Q3	–	Sell	-388	Closed	-$33K	–	214
2019 Q2	$33K	Sell	388 -111,658	-100%	-$9.4M	0.03%	49
2019 Q1	$9.43M	Sell	112,046 -740,018	-87%	-$62M	6.86%	1
2018 Q4	$71.3M	Buy	+852,064	New	+$70.8M	49.42%	1
2018 Q2	–	Sell	-92,970	Closed	-$7.74M	–	211
2018 Q1	$7.77M	Buy	+92,970	New	+$7.77M	4.42%	9
2016 Q2	–	Sell	-78,449	Closed	-$6.67M	–	174
2016 Q1	$6.67M	Sell	78,449 -118,336	-60%	-$10M	7.22%	6
2015 Q4	$16.6M	Buy	+196,785	New	+$16.7M	19.82%	1

Other funds holding SHY

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Balentine LLC Atlanta, Georgia $2.81B AUM 21.81% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $65.5B AUM 24.25% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Newfound Research's SHY Position: Q3 2022 in Review

Newfound Research reduced its iShares 1-3 Year Treasury Bond ETF (SHY) stake by 32% in Q3 2022, selling an estimated $2.95M and leaving 75,249 shares worth $6.11M. The position accounts for 14.96% of the portfolio, ranked #1.

Newfound Research first reported a position in SHY in Q4 2015 and has held it in 11 quarters since. The position peaked at $77.4M in Q1 2020. 1,041 funds tracked by Wall St. Rank hold SHY as of Q3 2022.

Newfound Research held 75,249 shares of iShares 1-3 Year Treasury Bond ETF worth $6.11M as of Q3 2022.
Newfound Research sold 35,863 iShares 1-3 Year Treasury Bond ETF shares in Q3 2022, an estimated $2.95M.
iShares 1-3 Year Treasury Bond ETF made up 14.96% of Newfound Research's portfolio in Q3 2022, its #1 holding.
Newfound Research first reported a position in iShares 1-3 Year Treasury Bond ETF in Q4 2015 and has held it in 11 quarters since.
Newfound Research's iShares 1-3 Year Treasury Bond ETF position peaked at $77.4M in Q1 2020.
1,041 funds tracked by Wall St. Rank held iShares 1-3 Year Treasury Bond ETF as of Q3 2022.

Based on Newfound Research's 13F filing for Q3 2022, filed 13 Oct 2022.